Sameer Awasthi Email & Phone Number

Midland, Michigan, Us

Midland, Michigan, Us

Menlo Park, California, Us

Menlo Park, California, Us

• Provided internal audit assistance to one of the world’s largest globally recognized banks with the execution of CCAR audits. Primary area of focus included BHC Scenario Design. Experienced in the following activities: capital planning/CCAR review, new variable approvals, scenario narrative, User Tools, and variable forecast upload & distribution. • Executed an audit of the capital management, capital adequacy and risk assessment processes at a Top 15 Multinational Bank. Primary responsibilities included testing controls surrounding risk measurement, qualitative and quantitative economic capital, and risk appetite framework.• Performed an audit of a Top 25 U.S. Bank’s new product approval process. Specific areas of review included governance, new product lifecycle management, training & communication, and performance monitoring & reporting.• Performed issue validation testing for a Top 20 Bank Holding Company. Created value through streamlining Management’s reporting by enhancing the team’s internal audit issues tracker.• Conducted a Heightened Standards review for a Top 10 Global Bank to assess the Bank’s compliance with Heightened Standards requirements. Evaluated the Bank’s current processes and performed control testing related to governance, risk measurement, and risk appetite. Also performed validation testing of prior year audit issues.• Contributed efforts towards a policies & procedures review for the Foreign Banking Organization (FBO) of a large international bank. Performed a gap analysis comparing branch policies to US standards for a FBO. Assisted in mapping out branch cash management procedures including: cash withdrawals, cash deposits, cash reconciliation, and Fed cash transfers.

Menlo Park, California, Us

• Conducted regulatory compliance reviews for a large bank to evaluate compliance with various areas of regulation. Assisted with developing test plans, reviewing policy and procedure, and creating Risk and Controls Matrices.• Assisted in performing an audit of a Top 15 global bank’s advanced systems review function. Conducted reviews of the design and execution of the program, policies and procedures, and governance.

Master Of Business Administration - Mba, Finance, Strategy

Bachelor'S Degree, Finance, General

Bachelor'S Degree, Business Administration And Management, General