Sameer Khan Email and Phone Number
Experienced Manager in Compliance and Risk with a demonstrated history of working in the insurance and financial services industry. Skilled in regulatory compliance, risk assessment, policy development, and project management. Strong people skills and relationship building capabilities. Proven expertise in overseeing business units, ensuring compliance with industry regulations including FAIS Act, FICA Act, COFI, Twin Peaks Model, POPIA, PPR, TCF, and Market Conduct Analysis. Proficient in managing claims, conducting due diligence checks, and maintaining strong relationships with regulatory bodies. Adept at preparing and analyzing business reports, managing operational risk, and facilitating communication with stakeholders. Recognized for exemplary analytical thinking, attention to detail, and successful management of complex situations.
Shackleton Life
View- Website:
- shackletonlife.co.za
- Employees:
- 25
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Compliance And Risk ManagerShackleton Life Nov 2012 - PresentDurban, Kwazulu-Natal, South Africa- Claims Management regarding all long-term and short-terminsurance claims, relevant authority limits granted to finaliseclaim decisions, liaising with reinsurers regarding support onadmitted and repudiated claims, drafting of Complaint Responseconcerning Claim Repudiated disputes/complaints.- Responsibility and ability to respond to any FSCA and OLTIcomplaints ensuring a fair outcome is reached with variousArbitrators within the different long-term and short insurers,mitigating any risk to the FSP and Insurer alike.-Submission of Audited Financial Statements to FSCA to ensureFinancial Soundness requirements are met, as well Juristic Reps'financial statements (where applicable and appointed). -
Manager: Compliance Risk & HrShackleton Life Nov 2012 - Dec 2018Durban, Kwazulu-Natal, South Africa- Overseeing all business units and subsidiaries companies withthe wider group, ensuring advice and Intermediary services arecompliant with the FAIS Act and all other acts applicable to theLong Term and Short Term Insurance industry, includingcompliance with the FICA Act.- Amendments to the business Risk Management Plan, CorporateGovernance Framework, Complaints Handling Process etc.- Regular review and assessment of the Operational RiskManagement Plans, ensuring the business is not exposed tomaterial risk, which could impact brand and reputation.- Fit and Proper Due Diligence onboarding checks with all newrepresentatives and existing reps to ensure requisites are metwithin legislated timeframes.- Sound knowledge and interpretation of various legislation andregulation about the financial services and banking industry aswell as reporting to the shareholders and directors regardingchanges to legislation, for example, COFI, Twin Peaks Model,POPIA, PPR, TCF and Market Conduct Analysis.- Preparation and analysis of quarterly Conduct of BusinessReturns, which overarching Insurers report on the PrudentialAuthority (PA).- Managing and Oversight of various other ad hoc processdocuments which are regularly reviewed, i.e. Business Continuityand Disaster Recovery Plans, Statutory Disclosure Notices onvarious products being distributed to clients.- Liaising with governing bodies such as the FSCA regarding theregular updating of the company and subsidiaries' RepRegister, together with the submission of various applications tothe different reporting analysts within FSCA with respect to RE5Exemption for REPS, Extensions on Qualification Requirements forpreviously disadvantaged reps. -
Sales Consultant (Insurance Brokers)Nedbank Sep 2010 - Oct 2012Durban, Kwazulu-Natal, South Africa-Dealing with Credit Life Assurance for Nedbank, financedvehicles, and MFC clients.-Gained experience in working with Nedbank bond cover. -
Sales Consultant (Credit Division)First National Bank Gh Oct 2008 - Sep 2010Durban, Kwazulu-Natal, South Africa-Financial products involving FNB credit cards and Joint Ventures(Discovery, Vodacom, Clicks etc.).-Multi-Skilled in Personal Banking products e.g. (Credit card,Cheque Accounts and Home Loans). -
Outbound Sales ConsultantResponse Telemarketing Services Jul 2008 - Oct 2008Durban, Kwazulu-Natal, South Africa-Selling Short-Term Insurance plans as well as Cell Cdealing with AIG, Cell C and Regent clients.
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Outbound Sales ConsultantO’Keefe& Swartz Feb 2008 - May 2008Durban, Kwazulu-Natal, South Africa-Selling Short-Term Insurance plans - Dealing with Bank clientse.g. (Standard Bank).
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Part Time Cashier And SalesmanAmerican Menswear Dec 2003 - Dec 2007-Good service, excellent communication skills, worked on the EASYsystem and conducted Stock Controls.
Sameer Khan Education Details
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Finance And Financial Management Services -
Fais Regulatory Exam- Key Individual (Re1)Competent -
Fais Regulatory Exam- Representative (Re5)Competent -
Nqf Level 4 120 Credits Business Management Graduate Institute Of Financial Sciences (Gifs)Competent In Full Qualification -
Nqf Level 5 140 CreditsFwealth Management Graduate Institute Of Financial Sciences (Gifs) Competent In Full Qualification -
Careers 2000Information Technology -
Nqf Level 4 120 CreditsService Excellence Personal And Business Banking Frontline Recognition Of Prior Learning Centre -
Arena Park Secondary SchoolSenior Certificate
Frequently Asked Questions about Sameer Khan
What company does Sameer Khan work for?
Sameer Khan works for Shackleton Life
What is Sameer Khan's role at the current company?
Sameer Khan's current role is Compliance & Risk Manager | Expert in Insurance Regulatory Compliance | Analytical Thinker | Relationship Builder.
What schools did Sameer Khan attend?
Sameer Khan attended Moonstone Business School Of Excellence, Fais Regulatory Exam- Key Individual (Re1), Fais Regulatory Exam- Representative (Re5), Nqf Level 4 120 Credits Business Management Graduate Institute Of Financial Sciences (Gifs), Nqf Level 5 140 Credits, Careers 2000, Nqf Level 4 120 Credits, Arena Park Secondary School.
Who are Sameer Khan's colleagues?
Sameer Khan's colleagues are Selvan Kisten, Rehaanah Ally, Rookaya Husainudeen, Sonia Naicker, Judy Moodley, Deshni Harinarain, Simphiwe Ngubane.
Not the Sameer Khan you were looking for?
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Sameer Khan
Senior Vice President | General Counsel | Eastern Europe Middle East And AfricaSouth Africa5cisco.com, sajjadhaider.com, mastercard.com, mastercard.com, ibm.com3 +171329XXXXX
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1sanlam.co.za
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