Sameer Raza Email & Phone Number

Bengaluru, Karnataka, India

India

The responsibilities may include:1. Alert management: Reviewing and analyzing alerts generated by the transaction monitoring system to identify potentially suspicious activities or transactions.2. Case investigation: Conducting thorough investigations into suspicious transactions or activities, gathering additional information, and documenting findings.3. Data analysis: Analyzing transactional data, patterns, and trends to identify potential money laundering, terrorist financing, or other illegal activities.4. Risk assessment: Assessing the level of risk associated with flagged transactions or activities to determine the appropriate level of investigation and response.5. Due diligence: Conducting research and background checks on individuals, entities, and businesses involved in flagged transactions to verify their legitimacy and identify potential risks.6. Document review: Reviewing supporting documents, such as transaction records, account information, and customer profiles, to assess their conformity to regulatory requirements.7. Regulatory compliance: Ensuring that investigations and reporting activities comply with relevant regulations, such as the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) laws.8. Report writing: Documenting investigation findings and preparing formal reports summarizing suspicious activities for compliance officers, management, and regulatory authorities.9. Collaboration: Collaborating with other internal teams, such as compliance officers, legal departments, and law enforcement agencies, to gather additional information, seek advice, or escalate cases when necessary.10. Training and knowledge sharing: Staying updated with industry trends, new typologies, and changes in regulatory requirements. Sharing knowledge and providing training to colleagues and other team members on AML practices and investigative techniques.

Bengaluru, Karnataka, India

The respnsibilites include:1. Monitoring and analyzing financial transactions: Identifying, reviewing, and analyzing large volumes of transactional data to detect any unusual or suspicious activity.2. Investigating potential fraud or money laundering: Conducting investigations and gathering evidence to support findings of potentially fraudulent or suspicious transactions.3. Reporting suspicious activity: Collaborating with compliance, legal, and management teams to report any suspicious transactions and take appropriate action.4. Maintaining compliance: Ensuring that all transactions are in compliance with relevant laws, regulations, and internal policies.5. Developing and implementing AML procedures: Assisting in the development and implementation of anti-money laundering policies, procedures, and controls to prevent and detect financial crimes.6. Conducting risk assessments: Assessing the risk associated with different types of transactions and providing recommendations on mitigating risks.7. Monitoring regulatory changes: Staying up to date with changes in regulations related to financial transactions and adjusting monitoring practices accordingly.8. Collaborating with internal teams: Working closely with various internal teams such as compliance, legal, risk management, and operations to ensure effective transaction monitoring and reporting.9. Documenting and maintaining records: Keeping detailed records of investigations, findings, and actions taken for future reference and audit purposes.10. Providing support in audits and examinations: Assisting in internal and external audits and examinations by providing relevant transaction monitoring documentation and answering inquiries.

Master Of Business Administration (Mba), Rural Development

High School, Business/Commerce, General