Sam Senno Email & Phone Number

As an Associate Director of Compliance at UBS, I oversee group investigations and employee conduct for the global banking and financial services company. With over four years of experience in this role, I ensure compliance with relevant laws, regulations, and policies, and protect the reputation and integrity of UBS and its clients.My core competencies include regulatory compliance, data analytics, and risk management. I leverage my IBM Data Analyst Professional Certificate and my proficiency in Microsoft Excel to analyze complex data sets, identify trends and patterns, and generate actionable insights and recommendations. I also utilize my Japanese language skills and my knowledge of the Japanese market to communicate and collaborate effectively with internal and external stakeholders across regions and cultures.

Listed skills include Equity Research, Leveraged Finance, Telecommunications, Vas, and 31 others.