 Conduct walkthrough with business leaders and update narratives in preparations for SOX Audit.  Developed and implemented process improvement and enterprise risk management solution for a client to solve wide range of complex operational and technology issues including process mapping and analysis, risk assessment and finding remediation, documentation, and control reviews, improvement recommendations and implementation plans  Leading audit of various technology processes including software configuration management, change management, access management and audits of applications supporting key business processes Developed and performed risk-based audit program to improve business process Conduct end to end technology audit of applications and infrastructure supporting a financial client front and back office operations  Helped a client with transition to new audit tool implementation with a global client Helped a client in pre and post implementation stage of systems.  Application Tested: PeopleSoft, SAP, SAGE Test IT General Controls for interim and final period. IPE testing – Validate completeness and accuracy for custom reports and reports produced by Oracle.

 Liaised with senior management in developing IT controls  Identified control gaps in processes, procedure and system Developed and maintained a customized process, risk and control framework to improve the organization’s IT risk profile by aligning with regulatory requirements, leading practices and corporate governance Led a team responsible for testing of Sarbanes-Oxley (SOX), and Service Organization Control (SOC) SSAE 16 Review, using COBIT framework  Reassessing control deficiencies and retesting SOX in scope applications and tools Ensure Compliance with corporate and legal requirements  Developed, tested and implemented backup and recovery plans Evaluated segregation of duties over application security involving company’s ERP system (Oracle Financials, SAP and PeopleSoft)  Facilitated IT PCI DSS compliance reviews  Proposed IT audit priorities to address risk and test internal controls Facilitated IT SOX compliance in networked environment in compliance with SOX section 404  Led various initiatives for improved efficiencies within internal audit team Thoroughly planned audits to determine audit scope and approach Performed execution of audit according to business processes Maintained company process to lead audit regularly  Responsible for managing risks  Report audit findings to senior management and interface with both external and co-sourced auditors on engagements  Performed risk-based audit for internal controls of applications and ERP Monitored activities to ensure the implemented controls remains efficient