Chief Risk Officer (Cro)
Current
Jan 2023 - Present
AeroLeads people directory · profile
Samuel J. Email & Phone Number
Chief Risk Officer
at
Yealand Fund Services Limited
LinkedIn matched
✓ Verified July 2026
2 data sources
Profile completeness 71%
Who is Samuel J.? Overview
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Quick answer
Samuel J. is listed as Chief Risk Officer at Yealand Fund Services Limited, based in United Kingdom. AeroLeads shows a matched LinkedIn profile for Samuel J..
Samuel J. previously worked as Chief Risk Officer (CRO) at Yealand Fund Services Limited and Compliance & Risk Director (SMF16 & SMF17) at Yealand Fund Services Limited.
Company email context
Email format at Yealand Fund Services Limited
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Yealand Fund Services Limited
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Profile bio
About Samuel J.
I have over 20 years financial services experience specialising in compliance and risk. I have spent many years leading teams in which we have developed and implemented a robust compliance and risk framework for identifying and monitoring internal and external risks within an AFM to ensure the on-going compliance with relevant regulations, including COLL, COBS, CASS, SYSC, TC Sourcebooks, UCITS, AIFMD, SMCR and MIFID.Along with compliance and risk duties, I have been responsible for managing the financial crime prevention framework both as Deputy MLRO and now MLRO for a number of years.
Current workplace
Samuel J.'s current company
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8 roles
Samuel J. work experience
A career timeline built from the work history available for this profile.
Compliance & Risk Director (Smf16 & Smf17)
Mar 2018 - Jan 2023
Head Of Compliance & Risk
Mar 2018 - May 2022
Head Of Compliance Monitoring & Deputy Mlro
Jun 2017 - Mar 2018
Senior Compliance Officer
Dec 2012 - Jun 2017
Compliance Audit Manager
Dec 2006 - Dec 2012
Risk & Compliance Analyst
May 2004 - Dec 2006
Partner Broker Assistant
Churchill Insurance
May 2002 - May 2004
FAQ
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Quick answers generated from the profile data available on this page.
What company does Samuel J. work for?
Samuel J. works for Yealand Fund Services Limited.
What is Samuel J.'s role at Yealand Fund Services Limited?
Samuel J. is listed as Chief Risk Officer at Yealand Fund Services Limited.
Where is Samuel J. based?
Samuel J. is based in United Kingdom while working with Yealand Fund Services Limited.
What companies has Samuel J. worked for?
Samuel J. has worked for Yealand Fund Services Limited, Yealand Administration Limited, Old Mutual Global Investors, Natwest Trustee & Depositary Services, and Rbs Insurance.
How can I contact Samuel J.?
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