Samuel J.

Samuel J. Email and Phone Number

Chief Risk Officer @ Yealand Fund Services Limited
Samuel J.'s Location
United Kingdom, United Kingdom
About Samuel J.

I have over 20 years financial services experience specialising in compliance and risk. I have spent many years leading teams in which we have developed and implemented a robust compliance and risk framework for identifying and monitoring internal and external risks within an AFM to ensure the on-going compliance with relevant regulations, including COLL, COBS, CASS, SYSC, TC Sourcebooks, UCITS, AIFMD, SMCR and MIFID.Along with compliance and risk duties, I have been responsible for managing the financial crime prevention framework both as Deputy MLRO and now MLRO for a number of years.

Samuel J.'s Current Company Details
Yealand Fund Services Limited

Yealand Fund Services Limited

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Chief Risk Officer
Samuel J. Work Experience Details
  • Yealand Fund Services Limited
    Chief Risk Officer (Cro)
    Yealand Fund Services Limited Jan 2023 - Present
    Peterborough, England, United Kingdom
  • Yealand Fund Services Limited
    Compliance & Risk Director (Smf16 & Smf17)
    Yealand Fund Services Limited Mar 2018 - Jan 2023
    Peterborough, United Kingdom
  • Yealand Administration Limited
    Head Of Compliance & Risk
    Yealand Administration Limited Mar 2018 - May 2022
    Peterborough, United Kingdom
  • Old Mutual Global Investors
    Head Of Compliance Monitoring & Deputy Mlro
    Old Mutual Global Investors Jun 2017 - Mar 2018
    London, United Kingdom
  • Old Mutual Global Investors
    Senior Compliance Officer
    Old Mutual Global Investors Dec 2012 - Jun 2017
    London, United Kingdom
  • Natwest Trustee & Depositary Services
    Compliance Audit Manager
    Natwest Trustee & Depositary Services Dec 2006 - Dec 2012
    London, United Kingdom
  • Rbs Insurance
    Risk & Compliance Analyst
    Rbs Insurance May 2004 - Dec 2006
    London, United Kingdom
  • Churchill Insurance
    Partner Broker Assistant
    Churchill Insurance May 2002 - May 2004

Frequently Asked Questions about Samuel J.

What company does Samuel J. work for?

Samuel J. works for Yealand Fund Services Limited

What is Samuel J.'s role at the current company?

Samuel J.'s current role is Chief Risk Officer.

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