I have over 20 years financial services experience specialising in compliance and risk. I have spent many years leading teams in which we have developed and implemented a robust compliance and risk framework for identifying and monitoring internal and external risks within an AFM to ensure the on-going compliance with relevant regulations, including COLL, COBS, CASS, SYSC, TC Sourcebooks, UCITS, AIFMD, SMCR and MIFID.Along with compliance and risk duties, I have been responsible for managing the financial crime prevention framework both as Deputy MLRO and now MLRO for a number of years.
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Chief Risk Officer (Cro)Yealand Fund Services Limited Jan 2023 - PresentPeterborough, England, United Kingdom -
Compliance & Risk Director (Smf16 & Smf17)Yealand Fund Services Limited Mar 2018 - Jan 2023Peterborough, United Kingdom -
Head Of Compliance & RiskYealand Administration Limited Mar 2018 - May 2022Peterborough, United Kingdom -
Head Of Compliance Monitoring & Deputy MlroOld Mutual Global Investors Jun 2017 - Mar 2018London, United Kingdom -
Senior Compliance OfficerOld Mutual Global Investors Dec 2012 - Jun 2017London, United Kingdom -
Compliance Audit ManagerNatwest Trustee & Depositary Services Dec 2006 - Dec 2012London, United Kingdom -
Risk & Compliance AnalystRbs Insurance May 2004 - Dec 2006London, United Kingdom -
Partner Broker AssistantChurchill Insurance May 2002 - May 2004
Frequently Asked Questions about Samuel J.
What company does Samuel J. work for?
Samuel J. works for Yealand Fund Services Limited
What is Samuel J.'s role at the current company?
Samuel J.'s current role is Chief Risk Officer.
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Samuel Catlin
Coventry -
Joseph Samuel J
Programe Delivery Specialist With Experience In Financial Services, Cyber Security, Biopharma And Manufacturing.United Kingdom
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