15 years’ leadership and management in financial analysis, investments, risk management, risk modeling, regulation, compliance, innovation, due diligence, fundraising, change management, project management and growth in early stage companies and emerging markets. Experience in design, delivery and implementation of technology projects.An action-oriented and motivated performer with documented contributions leading to improved risk adjusted financial performance, heightened productivity and enhanced risk management.Reviewed capital term sheets, debt issues and financing agreements for financial institutions resulting in inclusion of over $ 500 million tier I and tier II capital from investors including Eastern and Southern African Trade and Development Bank (PTA Bank), International Finance Corporation (IFC), Investment Fund for Developing Countries (IFU) and CDC to support expansion and lending for Financial Institutions.Examined 15 mergers, acquisitions, restructuring transactions and consolidation efforts of financial institutions.Supervised audits of 6 financial institutions including Standard Chartered Bank and Barclays Bank, to evaluate compliance with Proceeds of Crime, Anti-Money Laundering and Counter Financing of Terrorism laws and relevant regulations. Oversaw project management and risk management during the migration of MPESA ecosystem applications and data from external servers to in-country servers on behalf of financial sector regulators. Accelerated the timeframe for regulatory compliance review of prudential returns from 2 weeks to 2 days by developing a spreadsheet-based tool. The tool was adopted by over 40 bank examiners.Transformed Kenya’s real-time payments digital infrastructure by facilitating a real-time payments system that was adopted by over 6 million retail users. Initiated the design and implementation of an enterprise data warehouse that revolutionalized data processing and reporting for 12 departments and automated data acquisition from 140 banks, credit reference bureaus, money remittance providers and foreign exchange bureaus.Arranged partnerships, competitions and sponsorships focused on blockchain and innovation, resulting in incorporation of the Afro-Asia Fintech Festival as a global satellite event of Singapore's FinTech Festival attended by over 14,000 participants.2 times Award winner; Graduate Student Service Award and Outstanding International Graduate Student.Thriving in environments that encourage teamwork and sharing of ideas with key values as integrity and loyalty.
Sea-Van
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Entrepreneur, Risk Manager And Internal AuditorSea-VanUnited States
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Entrepreneur And AuditorSea-Van Aug 2023 - Present
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Risk Management, Compliance And RegulationCentral Bank Of Kenya Aug 2021 - May 2023Ke- Contributed to drafting of multiple regulations by providing relevant research, consulting with regulatory bodies and liaising with financial institutions (regulated entities).- Evaluated adequacy of documentation of Internal Capital Adequacy Assessment Processes (ICAAP) and Risk Based Credit pricing models, for financial institutions with assets of over $10 billion.- Evaluated the suitability of over 50 individuals and significant shareholders to take positions of influence and control over financial institutions.- Participated in consolidated supervision activities including joint inspections and supervisory colleges with financial sector regulators from different countries and jurisdictions.- Drafted the ICT Developments section of Kenya’s Bank Supervision Annual reports. - Accelerated the timeframe for regulatory compliance review of prudential returns from two weeks to two days by developing a spreadsheet-based tool. The tool was adopted by over 40 bank examiners.- Transformed Kenya’s real-time payments digital infrastructure as a member of an 8-person team that delivered Pesalink a system which facilitated real-time payments on a 24 x 7 x 365 basis and was adopted by over 6 million retail users. - Initiated the design and implementation of Central Bank of Kenya’s enterprise data warehouse as part of a 10-person committee. The warehouse revolutionized data processing and reporting for 12 departments and automated data acquisition from 140 banks, credit reference bureaus, money remittance providers and foreign exchange bureaus.- Arranged partnerships, competitions and sponsorships as a member of a Central Bank of Kenya multi-departmental think-tank on blockchain and innovation, resulting in the planning and incorporation of the Afro-Asia Fintech Festival as one of the 40 global satellite events of the Singapore FinTech Festival attended by over 14,000 participants. -
Early Stage / Emerging Markets Risk Management, Due Diligence And FinancingPuget Sound Venture Club (Psvc) Oct 2020 - Jul 2021- Assessed viability of early-stage companies for angel investment. Evaluated over fifty companies, coordinated risk and financial due diligence on them and prepared quality of earnings assessments as well as company valuations. Ensured that successful debt and equity transactions provided adequate risk adjusted return to the angel investors. Puget Sound Venture Club (PSVC) is the oldest Angel Finance Group in Seattle dating from 1985. It brings together early-stage looking for funding and investors looking to invest. PSVC's goal is to provide these companies with capital, insight, and experience in an effort to both help them find success and offer high returns to its members. Past and present members have invested nearly $190 million in approximately 1,210 companies ($20.4m in 2020). Well known early-stage investments include Aldus; Amazon; Amgen; Clarisonic; Coinstar; Costco; Docusign; Facebook; Seagate; Starbucks; Taco del Mar; Theo Chocolate; Uber; and Wizard of the Coast.
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Capital Raise Advisor | InnovationInnovation And Entrepreneurship Center, Seattle University Jan 2020 - Jun 2021Seattle, Wa, Us- Advocated for, and advised, under-resourced and minority-owned businesses, closing over $1.5 million in capital through liaison with financial and development partners, advising on forensic accounting, operational development and project management, budgeting, business risks identification and mitigation, and preparation of financial statements. - Documented a game-changing capital and human resource ecosystem showing relationships between RAMP, business owners, government institutions, financial partners and services providers.- Recognized with two outstanding leadership awards for distinguished contribution towards innovation, business growth and cultivation of strategic alliances for Seattle businesses and University community.- Closed over USD 1.5 million in grants and forgivable loans for minority owned companies in Seattle area.- Advanced development of innovative financing and capital raising solutions for underprivileged communities in Seattle by co-authoring a proposal that resulted in award of a grant of USD 75,000. -
Risk And Compliance ManagerCentral Bank Of Kenya Nov 2011 - Aug 2019Ke- Reviewed capital term sheets, debt issues and financing agreements for financial institutions resulting in inclusion of over $ 500 million tier I and tier II capital from Development Finance Institutions, Banking Group Resources and private investors including Eastern and Southern African Trade and Development Bank (PTA Bank), International Finance Corporation (IFC), Investment Fund for Developing Countries (IFU) and CDC to support expansion and lending for African Financial Institutions.- Examined risk assessments, impact analysis and regulatory compliance of over 15 mergers, acquisitions, restructuring transactions and consolidation efforts of financial institutions.- Supervised audits of 6 financial institutions such as Standard Chartered Bank and Barclays Bank, to evaluate compliance with Proceeds of Crime, Anti-Money Laundering and Counter Financing of Terrorism laws and relevant regulations. - Oversaw project management and risk management during the migration of MPESA ecosystem applications and data from external servers to in-country servers on behalf of financial sector regulators. -
Enterprise Risk, Internal Controls And Internal Audit ConsultantDeloitte Sep 2007 - Oct 2011Worldwide, Oo- Designed and implemented risk management solutions across different business functions to enable business growth as well as enhance intelligent decisions and business judgement.- Re-designed varied and complex and dynamic client business processes to improve delivery and performance.- Implemented Deloitte’s strategic vision in inspiring, managing and leading teams for audits and engagements to achieve profit, sustainability, growth and staff development objectives.- Identified leading business development opportunities to generate new business.Key Achievements:- Led risk assessments and process reviews for Deloitte’s clients including for a bank with over $3 billion in assets and with operations in 2 countries, an international non-profit with presence in 7 countries; and a monopoly electricity distribution company servicing over 1 million customers that was preparing for $30 million investment for expansion. - Adapted internal controls processes to perform Sarbanes Oxley (SOX) compliance reviews African subsidiaries of Diageo, one of the world's largest producers of spirits and beers upon SOX implementation. -
Quality And Risk Assurance Analyst | ItilKra(Kenya Revenue Authority) Dec 2006 - Sep 2007Nairobi, Ke- Implemented ITIL (formerly Information Technology Infrastructure Library) which is a set of detailed practices for IT activities such as IT service management (ITSM) and IT asset management (ITAM)
Samuel Mwangi Education Details
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Seattle UniversityMasters Of Science In Finance -
Alliance High School -
University Of NairobiComputer Science
Frequently Asked Questions about Samuel Mwangi
What company does Samuel Mwangi work for?
Samuel Mwangi works for Sea-Van
What is Samuel Mwangi's role at the current company?
Samuel Mwangi's current role is Entrepreneur, Risk Manager and Internal Auditor.
What schools did Samuel Mwangi attend?
Samuel Mwangi attended Seattle University, Alliance High School, University Of Nairobi.
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