Sandesh Bode Email and Phone Number

As Compliance associate we serves as a foundational framework that guides decision-making, risk management, and operational processes, helping organizations mitigate legal and reputational risks while fostering a culture of integrity and accountability.

KYC and onboarding of high networth people, Private wealth management

• Expertise in AML Transaction and Terrorist Financing Monitoring and regulatory reporting requirements including filing of Suspicious Activity Report (SAR).• Good insight in regulatory guidelines around KYC, AML, FinCEN (US) SOCA (UK) and CTF.• Examining transactions pattern conducted for potentially suspicious activity including terrorist financing, foreign shell corporations, human trafficking, drug trafficking, financial frauds, and so on.• Investigation of suspicious activity by interpret evidence from multiple tools by analyzing the pattern and behavior over customer accounts.• Expertise in preparing Suspicious Activity Report (SAR) by adhering to rules and regulations of FinCEN, BSA and CTF.• Monitoring the transactions of the alerted customer’s account and investigating the illegal activity, finding various types of frauds and terms of service violations.Role as a Subject Matter Expert• Trained more than 50 analysts on the process knowledge and various financial regulations.• Assisted analysts on the process enquiries.• Conducted quality check on the SAR narratives and other investigations for more than 50 analysts.• Assisted analysts on preparing/drafting SAR narratives.• Helped analysts to finding and deciding the fraud typologies in the alerted customer accounts.