Loving working close to home and the daily interface with clients

TA Administrator The administrator is responsible for the daily oversight of all the Register Servicing Functions being performed in the Transaction Process Centre.Key Duties Include: Trained as part of the Task Force for the Complaints Team Participated in Dress rehearsals for Client Exits and System migrations Monitor all register servicing workflow queues to ensure work is processed in a timely manner Monitor and process all work received in the offshore EXCEPTION queue Monitor and process all work received in the REJECTIONS checking queus Highlight required training needs both on and off shore Collate statistics Ad hoc Tasks

6 MONTH CONTRACT POSITIONRegulation and Compliance MonitoringProvide full compliance Monitoring programm for all clients in accordance with the Investment and Borrowing restrictions imposed by FSA COLL rules.Investigate, monitor and resolve potential breaches highlighted by Compliance AlertAssistance within the Derivatives and FFX team.

CONTRACT POSITIONTo ensure the timely and accurate confirmation and settlement of fund, equity and alternative trade investmentsTo ensure a compliant, efficient, and timely service to client and customers. To work with our network of message routing vendors, and work to tight intraday deadlines, and quickly ensure resolution of issues to minimise risk and impact to ourselves and our customers.Key Responsibilities• To ensure the timely and accurate confirmation and settlement of trades on a daily basis through our vendor systems• Involvement in all aspects of team to ensure accurate and timely delivery of all client related tasks.• Involvement in production of team MI and working with Manager to ensure trends and learning are understood and improvement plans put in place as appropriate• Identifying general areas for improvement or streamlining. Understand reasons for process failure and suggest preventative action plans• Investigating and responding to queries from Fund Managers and Stockbrokers• Escalating to line manager suspected transactional issues, failures or potential losses• Working closely with other teams within Wrap Operations in connection with transactions processed• Build up a knowledge of other Wrap processes and be prepared to act as cover if required• Raising & responding to client queries/issues• Build up an effective working network of contacts both internally and external counterparts• Work in full compliance with established processes• Event reporting of breaches and incidents & identifying preventative measures• Assisting in the clearance of transactional related stock and cash breaks• Operating within strict regulatory timescales, agreed business SLAs and confidentiality standards

Back office OTC Derivative afirmations and confirmationCONTRACT COMPLETED

Short term contract.Returning to Barclays as a Settlements Analyst - in the Legacy Task Force in Transfers.

• Recalled for a short term Project Manager task within the Investment Services team.Short term contract at Aegon within the Platform Implementation and Operation Project Have initiated and completed a Terms of Reference Review for a Intercompany (Third Party TA and Investment Operation- Front, Back and Middle Office) Governance Committee• Have completed a review and validation of a Third Party Interaction and Escalation process matrix• Designed and proposed implementation of all Change Request requirements to Third Party supplies• Completed a due diligence annual review of Third Party suppliers• Completed a Risk review of Third Party suppliers• Have participated in the RDR readiness testing Support the workstream lead and SME’s from an operational perspective into all aspects of the programme delivery Co-ordinate and support the creation of workstream deliverablesSupport the management of workstream deliverables through sign offSupport and drive forward the workstream plan and actionsSupport in the identification of workstream risks, issues and dependenciesEscalate any issues to workstream leadSupport the Business as Usual team projects

Short Term Contract at Barclay's Wealth

Proactively increasing the client base by designing and implementing various marketing strategiesPreparing weekly productivity, revenue and costing analysis to the Finance Director, and the Managing Director. Designing, preparing marketing packages outlining the services available and then presenting same to companies all through Moray and Inverness-shireMaintaining an effective and productive training schedule for the 3 driver trainers General Office Administration

Researching departmental processes within the entire group of Companies worldwide, and documenting procedures whilst maintaining awareness of regulatory requirements and business risks. Areas of particular focus were the Finance Department (Aberdeen), the Fixed Income Department (London), all of the worldwide Equities Asset Management teams, and the Aberdeen Compliance Department

Key Duties included: Complete administration of the day-to-day operation of the firmResponsible for all government filings as to PST GST and Source Deductions, for the firm and various clients of the firm, as requiredPreparation of all payroll and all related Human Resources issues, for the firm and various clients of the firm, as requiredPreparation of client information for analytical review by the accountantsMaintenance of all in house software updates and hardware configurationPreparation quarterly and annual revenue and expenses reports for the Managing PartnerResponsible for the overall running of the partnership as to office supplies, computer upgrades and enhancements