Sandra Peña Email & Phone Number

Nuevo León, Mexico

Monterrey Area, Mexico

Responsible of Internal Control area, supporting in the implementation and reinforcement of the internal control environment indifferent areas of the organization, trough risk assesment design of key controls, risk assessment and leading to the implementation of them. Responsible for Anti-bribery program in the company, according to standard ISO 37001:2016

Monterrey Area, Mexico

Lead and provide advice to different businesses teams, ensuring compliance with the statutory process and controls for each region, in accordance with GE internal policies, being a link between the different areas to establish guidelines and technical references with their leaders. Manage external audits for the entities of the region, ensuring the execution of the annual plan. Report to LATAM STAT Leader.Achievements:• Present in a timely manner the financial statements of approximately 30 entities in the Southern Cone region, complying 100% with the regulations of each country.• I standardized requirements and deliverables in coordination with the COEs and external auditors, reducing deficiencies in the delivery of information and obtaining a reduction in audit fees of the region about 10% on average.• Developed the Milestone Tracker Audit in Smartsheet, as well as other measurement and reporting tools, for the follow-up and control of audit requirements.• Led Steering Committee formed by the financial controllers of each business, to report on the progress and risks of each region, escalation and relevant issues to request support during the process.

Monterrey

Led systems and processes reviews (risk assessment, internal control, segregation of duties and SOX) for audit engagements of the Firm. Specialist in the financial sector processes (Banks, Insurance Companies, Brokerage Houses, etc). Performed special works and engagement as consultant (internal audit, Agree Upon Procedures, fraud risks and other compliance engagements). Led a team of up to 10 consultants. Report to the partners of the Firm.Achievements:• Accomplished 100% of requirements and regulatory deadlines established by the Financial Sector authorities (CNBV, CNSF, others) in 8 corporate groups with around 40 companies.• Achieved zero recommendations for improvements in the annual internal international quality reviews performed by the Firm.• Obtained the recognition in 2014 and 2015 to be an International Quality Reviewer in Brazil and Peru.• I gave courses related to business processes, controls and risk assessment, with an annual average of 100 participants from different areas.

Monterrey Area, Mexico

Support Managing Director in the administrative and operational areas of the consortium companies in the management of financial information, project management and credit applications. Achievements:Contributed to the evaluation of financing for future investment projects (real estate).

Monterrey, N.L.

Manager responsible of evaluation and financial analysis for credit risks of the companies of my portfolio, as well as the promotion of products and services of the Corporate Banking. Manage the formalization and monitoring of credit lines, as well as participate in syndicated loans projects with other financial institutions. Report to Subdirector of Corporate Banking.Achievements:• Managed a portfolio of approximately 900 million pesos per year.• Served 10 business groups with comprehensive banking services, generating additional income to the area

Monterrey Y Alrededores, México

Teacher of Portfolio Management class to undergraduate students.

Master In Business Administration, Finance

Bachelor In Business Administration, Administración Y Gestión De Empresas, General