Sandy Chiu-Yun personal email
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Sandy Chiu-Yun is a Global Strategy Program Director.
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Global Strategy Program Director Equity Trading TechnologyBank Of America Merrill Lynch May 2017 - Jun 2021Charlotte, Nc, Us-Manage and oversee global transformation of outdated legacy Merrill Lynch Equities technology platforms (includes Sales & Research, Prime, Swaps, Global Securities Lending and Equities Sales/Program Trading) leading efforts to develop a global technology strategy and roadmap to simplify, streamline the platform to provide more efficient and innovative solutions.-Lead global digital innovation program using gaming technologies for a more immersive client experience for viewing trading strategies, risk, reporting etc.-Manage all risks for the program and report up to the CIO monthly program status and financial impacts to budget which includes cost for decommissioning, costs for new build (for forecasted budget and actuals) and any cost savings by retiring outdated, duplicative systems (software, hardware, licensing). Ensure all risks have mitigation plans and work with senior managers to ensure appropriate steps are undertaken.-Partner with the Global Markets Architecture team for developing and implementing architecture development standards. -Develop metrics/KPIs for measuring program success and identify any lessons learned to improve program management practices for these large scale transformation programs. -
Global Strategy Executive Director And Cybersecurity Transformation Technology LeadJ.P. Morgan Jul 2014 - Apr 2017New York, Ny, Us-Managed and developed technical process development team to define a consistent target operating model for process standardization for optimization and efficiency to implement best of breed practices. Development and implementation of governance framework to ensure appropriate oversight for overseeing risk and controls to mitigate ongoing threats and risks to the firm.-Designed Cybersecurity service architecture leveraging ITIL framework for a service capability model to standardize and improve Cybersecurity service offerings and solutions for easy adoption and consumption across the JPMC lines of businesses with an enhanced cost model for transparency on consumption costs.-Lead the implementation of a standardized technology exceptions process workflow across the Cybersecurity and Technology Controls organization to streamline and simplify technology user based exception requests (exceptions to a policy or standard - e.g., Data loss protection exception request(s) to send email to a personal email account) to ensure appropriate risk decision makers are accountable and responsible for the requisite approvals. -Evaluate operational process gaps for maturing and strengthening proactive and preventative detection against ongoing threats and vulnerabilities.-Standardized process development documentation and practices for risk and controls framework.-Global program manager for the Electronic Trading (E-Trading) Risk and Control program cross asset class for Equities and Fixed Income (includes Agency, Electronic Money Movement/Automated Market Making, Commodities, Credit, Structured Products, FX, Rates) to drive the controls and risk framework. -
Global Strategy, Transformation Executive Director And Reference Data LeadDeutsche Bank Jul 2011 - May 2014Frankfurt Am Main, Hessen, De-Oversee Equities front to back trading technology programs for strategic and stability improvements.-Global head of reference data (instrument/product/client) and position keeping for Equity Trading Cash/Derivatives managing business analysts and project managers.-Mobilize team to build and implement global position keeping platform for Equities Cash and Derivatives removing a fragmented position keeping technology landscape. -Perform day-to-day management of all phases of project management and direct IT resources from requirements gathering to conducting architecture reviews in addition to managing testing/QA resources cross function.-Act as the primary lead for Technology when facing off with external vendors for correspondent clearing services.-Institute project management best practices for project tracking, standardization of reporting, document retention and form senior stakeholder steering / operating committees. Continually optimize and seek improvements in the program management office reporting procedures and templates.-Compile management reporting for senior management to ensure transparency to program status which includes key milestones, major risks/gaps and how to mitigate them. Face off with senior business heads regularly on program status and ongoing program status. -Implement internal document repository to be used as primary source of communications to senior stakeholders and users. -
Global Integration, Implementation And Strategy Program DirectorBarclays Investment Bank Sep 2008 - Apr 2011New York, Ny, Us-Program managed global Equities build-out front to back for Europe and Americas connecting the front office trading systems to the Barclays back office booking and settlement systems. -Managed Compliance, Regulatory, Trade and Transaction Reporting projects.-Managed project plan deliverables, highlighting any issues and risks to management and actions towards mitigation.-Primary project lead for the buildout of the US Transaction hub (regulatory reporting app). -Collaborated with global front to back senior IT heads cross-functional to organize and track major milestones for the Equities buildout.-Primary front to back face-off with business heads to report consolidated program status for all technology teams from front office trading to back office general ledger. -Track all critical path activities for each technology team facing off with the senior technology leads to understand key risks and issues to the program. -Formalized and established global PMO office best practices for communications, documentation storage and retention, business / functional requirement sign-offs, and issues log tracking. -Standardized and consolidated program status for consumption by the senior business heads. -Tracked and managed daily status reporting for Integration, Front to Back, and User Acceptance Testing.-Managed staff of 4 globally. Indirect/virtual oversight on all technology teams for delivery from front to back.-Led the KPMG Trade and Transaction Reporting audit. Audit review comprised of front office apps, flows, controls, governance for OATS, ACT, Blue Sheets, OTS, Rule 605 / 606.-Reviewed pre-existing validations and identify additional control points to ensure reporting is correct and complete. -Reviewed and analyzed headcount for Equities program across end to end teams to ensure adequate resources for the Equities build-out. -Ran the migration of Cash Equities Americas to new time-entry and project reporting platform (Tracker2). -
Head Of Finance And Back Office Change Management TechnologyLehman Brothers Mar 2005 - Sep 2008Us-Managed global team of business analysts and project managers for the following areas: -Global Product Controllers / Middle Office (Equities, Fixed Income, Prime Services) - P&L systems and MIS consolidation systems.-Global Regulatory Reporting - automated monthly Product Controller submissions for Capital Charges/ratios, automating FED reports (monthly/quarterly reports of client holdings for the FED suite of TIC reports), and automation of Pillar 3 disclosures.-Global Risk Control – centralized CSE / Basel II (Consolidated Supervised Entity) data globally to reconcile Lehman Risk systems to Books and Records, created front end web system to control and maintain Product Controller sign-off/commentary/adjustments for VaR back-testing. -Identified process improvements/efficiencies and worked with the business users and technology initiating a plan/project for execution.-Designed and implemented CSE application which compared global Lehman Risk to Books/Records to reconcile positions/market value to satisfy regulatory requirements. Other key implementations include Finance Portal (MIS reporting tool which has a consolidated view of global revenue, client revenue, balance sheet and Lehman Risk data for senior management). -Provided global systems governance to ensure there were adequate controls in place for proper audit trail (as required by SOX, Basel II, CSE) for all processes and the systems that support them. -Assisted Data Management team in the Firm Accounts Renovations project to standardize and streamline Firm accounts (Trading/Banking Books) into one central database.-Monitored and tracked all project plans to ensure deadlines are met for global deliverables.-Implemented new global support model which incorporates CMT into the support rota to re-divert developers to focus more effort on development. Organized outsourcing of support and regression testing for P&L Systems to Lehman India. -
Application Development Manager - Equities Product Control - Vice PresidentMorgan Stanley May 1998 - Mar 2005New York, Ny, Us-Managed staff of 4 developers and 2 business analysts.-Managed P&L Re-Engineering program for the Equities and Fixed Income businesses. -Coordinated all global P&L change programs and development work to streamline a single change intake process.-Supervised application support and ensure support team provide sufficient coverage for global production processes.-Implemented governance, standard procedures and policies for business analysis and managing projects such as standardization of communications, templates for business requirements documents, internal document sharing. -Reviewed and approved business and functional specifications.-Acted as principal liaison between business unit and developers.-Coordinated and oversaw all end-user P&L systems training.-Managed User Acceptance testing, and QA testing team at all phases ofsystem development life cycle.-Managed projects for Executive Compensation (Human Resources), and Company IT (web design, and development).
Sandy Chiu-Yun Education Details
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Pace University - Seidenberg School Of Computer Science And Information SystemsComputer And Information Systems Security/Information Assurance -
Binghamton UniversityEconomics
Frequently Asked Questions about Sandy Chiu-Yun
What is Sandy Chiu-Yun's role at the current company?
Sandy Chiu-Yun's current role is Global Strategy Program Director.
What is Sandy Chiu-Yun's email address?
Sandy Chiu-Yun's email address is ch****@****hoo.com
What schools did Sandy Chiu-Yun attend?
Sandy Chiu-Yun attended Pace University - Seidenberg School Of Computer Science And Information Systems, Binghamton University.
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