Risk related product sale including but no limited to World Check One/ World Check Data-file/ World Check API/EDD/ Media Check and other risk solutions

1 Responsible for KYC/CDD/AML analysis based on bank internal systems not limited to OBS/ ARC/ WDS DMI/ CRT/ GWIS/ HWS.2 Responsible for management related working for KYC/CDD team.3 Escalate the AML suspicious transactions to Bank.4 Responsible for individual customer’s account closure related processing, including Build The Case/ Issue Letter /Account Closure and case monitoring.5 Responsible for team management, take action plan to catch up the accuracy and output.6 Responsible for communication with bank, support to improve the working efficiency and KYC/AML processing map.7 Responsible for management information consolidation team’s performance.

1 Support RM to handle account opening and customer visit.2 Responsible for deal with Trade transactions and Derivative products ,ext LC/SBLC/ IIF/ BAD/ FX.3 Prior to credit business review, participate in credit management. Holding Middle Office's daily work, ext. Line Implementation\ Make drawdown\Review the contracts between bank & customers \ post-loan supervision.4 Responsible for Corporate and Commercial customers’ facility set up.5 Prepare documents for property mortgage and equipment mortgage.6 Responsible for Corporate and Commercial customers’ KYC and AML checking.7 Cooperate with compliance team to improve AML Processing map and internal policy according to the request from PBOC/CBRC/SAFE.

Marketing customer to open a securities account and stock of financial products.