Taking care Governance for Income & Corporat Action domain, Coordination with client and Resolution of query.

Coordination with HMRC for issuance of Certificate of residency(CoR)on behalf of bankSubmission of CoR to custodian bankWithholding tax payment deductions and payment to IRSProcessing of interest/dividend claim raised on behalf of bank for security lending incomeTax table updation based on Treaty agreementRegulatory reportingMonitoring and Processing of EQUITY and Fixed Income corporate action Mt564, mt202, mt103, mt565,mt568, mt210

FATCA reportingRegulatory Reporting 26Q, 27Q TO RBIReconciliationIndian trade STAMP duty validation and reportingPreparation and issuing withholding certificate to tax holder

Custodian bank - Fund Accounting - UKNAV calculation validation and reviewReconciliationMigrationProcessing of Equity and Fixed income corporate actionMarket data serviceMIS and SLA/KPI reportingTrade Life cycle management

Auditing the quality of the data entered by the data entry analyzer Processing the cheques for any bill raised on Chase group of companies against certain sets of parameters.

Processing of Demat Account Opening Forms as per SEBI and CDSL guidelines. Processing of Dematerialization Request Forms and follow-ups with RTA/CDSL/BSE/SEBI for pending and objected Dematerialization Request Forms. Verification of Transfer Instructions and communicating the probable failures to clients, dealers, sub-brokers.Handling other DP related job like setting of Pledge, Unpledge, Scanning of Signatures, Remat Requests, Setting of Power of Attorney, Account… Show more Processing of Demat Account Opening Forms as per SEBI and CDSL guidelines. Processing of Dematerialization Request Forms and follow-ups with RTA/CDSL/BSE/SEBI for pending and objected Dematerialization Request Forms. Verification of Transfer Instructions and communicating the probable failures to clients, dealers, sub-brokers.Handling other DP related job like setting of Pledge, Unpledge, Scanning of Signatures, Remat Requests, Setting of Power of Attorney, Account modification, Account closures, Monthly Statements, Customers queries over the phone and across the counter.Distribution of Dividend and Bonus shares received in broker's pool account to client by reconcilingHandling of the various queries received from client or any branch Show less

Handling Dp related quries. Coordinating with client for payin and payout. Taking care of the settlement realted activities. Releasing slips on NSDL terminal.