Sara Hubbard work email
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Sara Hubbard personal email
Specialties: Legal Compliance, Collective Investment Schemes - technical, regulation and compliance COLL COBS CASS SYSC. Technical and regulatory advice. Legal contract review. Board Administrator & NED support.Providing a common sense approach to give compliance advice on a varied range of investment or administrative queriesTracking regulatory developments,conducting impact analysis and working with operational areas to implement changeLiaising effectively with all levels of colleagues - CEO/MD's to administratorsExtensive experience in monitoring breaches and complaintsManaging fund changes and transitions - detailed planning and delivery, liaising with portfolio managers, transition managers, fund accountants and custodians.
Freelance
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Senior Compliance Manager - Uk Fund Regulatory SpecialistFreelanceCirencester, Gb
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Head Of Fund Regulatory ComplianceSt. James'S Place Wealth Management Nov 2012 - PresentCirencesterFunds Regulation & Compliance, Technical and Regulatory advice, Transition Management, Third Party Overight & Compliance Review
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Compliance ManagerSkandia Investment Group Feb 2010 - Oct 2012Southampton / LondonProvide technical and regulatory compliance support and advice in relation to collective investments, primarily for UK collectives but also covering Dublin and Hong Kong. Responsible for tracking UK and EU regulatory developments, undertaking impact analysis and providing executive summaries. Maintain breaches and complaints registers, FOS responses, FSA complaints returns. Liaise with Trustees and third party administrators as required. Identification and escalation of potential risk issues… Show more Provide technical and regulatory compliance support and advice in relation to collective investments, primarily for UK collectives but also covering Dublin and Hong Kong. Responsible for tracking UK and EU regulatory developments, undertaking impact analysis and providing executive summaries. Maintain breaches and complaints registers, FOS responses, FSA complaints returns. Liaise with Trustees and third party administrators as required. Identification and escalation of potential risk issues. Review and approval of marketing literature including financial promotions, external sales presentations and press releases. Show less -
Compliance ManagerLegal & General 2008 - 2009
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Legal Compliance ManagerNationwide Building Society Mar 2003 - Feb 2008 -
Unit Trust SpecialistNationwide Unit Trust Managers Ltd Sep 1999 - Mar 2003
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Trust OfficerChase Manhattan Trustees Ltd 1989 - 1999
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Unit Trust AdminitratorJpmorgan Chase 1989 - 1996
Sara Hubbard Skills
Sara Hubbard Education Details
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Bournemouth School For Girls -
Queensmount School For Girls
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Queensmount School, Bournemouth
Frequently Asked Questions about Sara Hubbard
What company does Sara Hubbard work for?
Sara Hubbard works for Freelance
What is Sara Hubbard's role at the current company?
Sara Hubbard's current role is Senior Compliance Manager - UK Fund Regulatory Specialist.
What is Sara Hubbard's email address?
Sara Hubbard's email address is sa****@****o.co.uk
What schools did Sara Hubbard attend?
Sara Hubbard attended Bournemouth School For Girls, Queensmount School For Girls, Queensmount School, Bournemouth.
What are some of Sara Hubbard's interests?
Sara Hubbard has interest in Children, Environment, Horses And Vw Campers, Animal Welfare, Health.
What skills is Sara Hubbard known for?
Sara Hubbard has skills like Regulatory Requirements, Collective Investments, Impact Assessment, Fsa, Financial Risk, Investments, Asset Management, Financial Regulation, Operational Risk, Compliance, Aml, Mutual Funds.
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