AeroLeads people directory · profile

Sara Schwartz Email & Phone Number

Chief Executive Officer at Webull Advisors
Location: Tampa, Florida, United States 11 work roles 2 schools
1 work email found @raymondjames.com 2 phones found area 978 LinkedIn matched
✓ Verified Jun 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email · 2 phones

Work email s****@raymondjames.com
Direct phone (978) ***-****
LinkedIn Profile matched
3 free lookups remaining · No credit card
Current company
Webull Advisors
Role
Chief Executive Officer
Location
Tampa, Florida, United States
Company size
504 employees

Who is Sara Schwartz? Overview

A concise factual answer block for searchers comparing this professional profile.

Quick answer

Sara Schwartz is listed as Chief Executive Officer at Webull Advisors, a company with 504 employees, based in Tampa, Florida, United States. AeroLeads shows a work email signal at raymondjames.com, phone signal with area code 978, and a matched LinkedIn profile for Sara Schwartz.

Sara Schwartz previously worked as Chief Compliance Officer at Webull Advisors and Chief Compliance Officer, Information Security Officer at Members Trust Company. Sara Schwartz holds Mba, Finance, General from University Of South Florida.

Company email context

Email format at Webull Advisors

This section adds company-level context without repeating Sara Schwartz's masked contact details.

*@raymondjames.com
68% confidence

AeroLeads found 1 current-domain work email signal for Sara Schwartz. Compare company email patterns before reaching out.

View email format View company profile Management contacts
Profile bio

About Sara Schwartz

With significant experience as a leader in business operations, I have been integral to transformational initiatives to drive automation and organizational growth. It is my passion to utilize my expertise in project & program management strategies while leading cross-functional operations. I am well versed in compliance & information security, as well as reporting & analytics. Through operational budget management & procedural efficiencies, I have consistently exceeded organizational expectations.Key achievements include:✅ Define and execute a Compliance Program roadmap while maintaining a departmental operational budget of $150K and an operational IT budget of $825K, delivering effective and efficient processes and procedures✅ Built and maintain the subsidiary Registered Investment Adviser (RIA) by working closely with outside counsel to draft all the business documents, policies and procedures, Form ADV, registration, and regulatory filings, gaining registration with the Securities Exchange Commission (SEC) to begin operations within 1 year and strengthen the controlled environment✅ Initiated a project to migrate from a paperless to an automated document repository system while securely containing all the data, accelerating the reporting productivity by 75%+✅ Designed and implemented a compliance training course for staff and all new hires, influencing the growth of 200+ employees✅ Coordinated and oversaw all aspects of the physical branch location migration, including needs, redundancies, and safely transferring money from 1 branch to another, seamlessly transitioning the business into a standalone environmentI would like to speak to like-minded professionals. Please contact me through this profile if you wish to connect.

Listed skills include Mutual Funds, Financial Analysis, Series 7, Finra, and 16 others.

Current workplace

Sara Schwartz's current company

Company context helps verify the profile and gives searchers a useful next step.

Webull Advisors
Webull Advisors
Chief Executive Officer
Tampa, FL, US
Website
webull.com
Employees
504
AeroLeads page
Company profile
View company profile Email format
11 roles

Sara Schwartz work experience

A career timeline built from the work history available for this profile.

Chief Compliance Officer, Information Security Officer

Members Trust Company

Tampa, Florida, US

  • Oversees the compliance and information security programs for a Federal Savings Association and subsidiary Registered Investment Adviser (RIA) by managing all aspects of operational compliance, sustaining regulatory.
  • Define and execute a Compliance Program roadmap while maintaining a departmental operational budget of $150K and an operational IT budget of $825K
  • Actively sought out to bridge the gap between informational comprehension issues, utilizing cross-functional expertise to drive operational efficiencies
  • Built and maintain the subsidiary RIA by working closely with outside counsel to draft all business documents, policies and procedures, Form ADV, registration, and regulatory filings, gaining registration with the.
  • Implemented a system to automate the advertising review process
  • Liaise with external auditors to coordinate and manage 3 audits annually (financial, fiduciary, and IT), delivering policies, supporting documentation, board reports, disaster recovery plans, and business continuity.
Dec 2017 - Sep 2021

Chief Compliance Officer

Mtc Wealth Management
Sep 2019 - Aug 2021

Compliance Manager

Raymond James

St. Petersburg, Florida, US

  • Hired, onboarded, and led a team of 10 onsite and remote Compliance Advisors to manage various compliance tasks, suitability reviews, options analysis, and annuity assessments, ensuring compliance through mandatory.
  • Managed outstanding alerts and resolved metric-related issues with advisors, creating and delivering reporting to Senior Management, leading to effectiveness increases
  • Designed and implemented a compliance training course for staff and all new hires, influencing the growth of 200+ employees
  • Recognized for exceptional performance, earning a promotion to Compliance Manager from Senior Compliance Advisor in 2015
Nov 2015 - Nov 2017

Senior Compliance Advisor

Raymond James

St. Petersburg, Florida, US

Nov 2008 - Oct 2015

Teller Supervisor/ Financial Service Associate

Regions Bank
  • Managed a team of 3 Tellers, providing training on operational tasks, improving talent development and productivity efficiencies
  • Coordinated and oversaw all aspects of the physical branch location migration, including needs, redundancies, and safely transferring money from 1 branch to another, seamlessly transitioning the business into a.
Apr 2007 - Oct 2008

Personal Financial Representative

Washington Mutual
Sep 2006 - Mar 2007

Teller

Usf Federal Credit Union
Aug 2005 - Jul 2006

Teller

Washington Mutual
Jul 2003 - Jul 2005
Team & coworkers

Colleagues at Webull Advisors

Other employees you can reach at webull.com. View company contacts for 504 employees →

PK Profitt Kidd Profitt Kidd Colleague at Webull AdvisorsCordele, Georgia, United States, United States View → TT Tye Tran Tye Tran Colleague at Webull AdvisorsSan Diego, California, United States, United States View → JG James Goldwire James Goldwire Colleague at Webull AdvisorsCharlotte, North Carolina, United States, United States View → WV Webull Vn Webull Vn Colleague at Webull AdvisorsHo Chi Minh City, Vietnam, Viet Nam View → AO Arnes Omerčević Arnes Omerčević Colleague at Webull AdvisorsBosnia And Herzegovina, Bosnia And Herzegovina View → AC Antonio Clark Antonio Clark Colleague at Webull AdvisorsChandler, Arizona, United States, United States View → AM Alan Mj Chua Alan Mj Chua Colleague at Webull AdvisorsWP. Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia, Malaysia View → DL Daisy Lu Daisy Lu Colleague at Webull AdvisorsNew York, New York, United States, United States View → PI Pasquale Iannucci Pasquale Iannucci Colleague at Webull AdvisorsNew York City Metropolitan Area, United States View → EC Evelyn Casidsid Evelyn Casidsid Colleague at Webull AdvisorsUnited States, United States View →
2 education records

Sara Schwartz education

Mba, Finance, General

University Of South Florida

Bachelor Of Science, Double Major: Finance, Accounting

University Of South Florida
FAQ

Frequently asked questions about Sara Schwartz

Quick answers generated from the profile data available on this page.

What company does Sara Schwartz work for?

Sara Schwartz works for Webull Advisors.

What is Sara Schwartz's role at Webull Advisors?

Sara Schwartz is listed as Chief Executive Officer at Webull Advisors.

What is Sara Schwartz's email address?

AeroLeads has found 1 work email signal at @raymondjames.com for Sara Schwartz at Webull Advisors.

What is Sara Schwartz's phone number?

AeroLeads has found 2 phone signal(s) with area code 978 for Sara Schwartz at Webull Advisors.

Where is Sara Schwartz based?

Sara Schwartz is based in Tampa, Florida, United States while working with Webull Advisors.

What companies has Sara Schwartz worked for?

Sara Schwartz has worked for Webull Advisors, Members Trust Company, Mtc Wealth Management, Raymond James, and Regions Bank.

Who are Sara Schwartz's colleagues at Webull Advisors?

Sara Schwartz's colleagues at Webull Advisors include Profitt Kidd, Tye Tran, James Goldwire, Webull Vn, and Arnes Omerčević.

How can I contact Sara Schwartz?

You can use AeroLeads to view verified contact signals for Sara Schwartz at Webull Advisors, including work email, phone, and LinkedIn data when available.

What schools did Sara Schwartz attend?

Sara Schwartz holds Mba, Finance, General from University Of South Florida.

What skills is Sara Schwartz known for?

Sara Schwartz is listed with skills including Mutual Funds, Financial Analysis, Series 7, Finra, Fixed Annuities, Securities, Investments, and Series 24.

Find 750M verified contacts

Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.