Collaborate with Compliance, Legal, and Loan Operations business unit management on existing and emerging regulatory requirements, projects, processes, and controlsLiaise between the first, second, and third line business partners to facilitate operational, regulatory, and financial testing eventsKey partner in compliance issue resolution including coordinating with business units on remediation and corrective actionsDevelop and document detailed testing events of Loan Operations business units to ensure compliance with regulatory requirements and established proceduresManaged COVID-19 review projects to ensure loan servicing and collections processes were compliant with federal and state regulations

Developed and managed operational, financial, and compliance auditsConsulted with first line business units to resolve audit findingsMentored staff auditors, identifying areas for improvement and developing action plans to improve staff audit skills and meet individual career goals, leading to more efficient and productive auditsDeveloped a wide base of knowledge within the banking industry with a focus on lending

Managed payroll and corporate disbursements for over 100 employeesParticipated in Human Resources duties including interviewing, hiring, terminations, and managing employee certification trackingPerformed year-end inventory of fixed assets and medical records

Completed financial statement audits to ensure accuracy of financial reporting for banking, non-profit, and governmental entitiesConducted audit interviews with members of client managementCompleted year-end inventory counts for manufacturing clients