Sarah Baker-Biswas Email & Phone Number

Responsible for bringing growth to Alloy's programs and passion. My mission is to uplift regional development capacity and collaboration by connecting quality consulting projects with local network expansion.Portfolio includes: Research Studies - study development, data collection, analysis and report writingNGO Consulting - grant proposals, management advisory and impact evaluations

South Asia

The BLS Graduates’ Fellowship enables recent graduates to provide critical services to public service employers while gaining experience and credentials.Part 1 - Fall 2017- CASES legal departmentPart 2 - Spring 2018- For the 2018 half of the program I will be serving as a Business Development Fellow with International Justice Mission in South Asia. See my fundraising site above to learn more and get involved!

Brooklyn

Working for the General Counsel on wide-ranging legal, compliance and operational issues at this amazing organization

Brooklyn, New York

Advised start-up businesses. Liaised with incubator and accelerator programs for non- and for-profit sectors to onboard clients.Researched issues and counseled clients on benefit incorporation, agency interactions, billing policies and more.

New York, New York

Counseled victims of financial mismanagement. Led active arbitrations, including client intake and management, regulatory compliance and drafting commerce and arbitration documents. Orchestrated a $105,000 settlement via mediation.

New York, New York

Supported all regulatory and firm-required compliance. Managed outside brokerage account and activities logs. Maintained records and reports for supervision, customer complaints and account activity. Maintained official registrations. Conducted all regulatory, compliance and business activities for firm wind-down. Completed due diligence in preparation for regulatory disciplinary proceeding. Prepared materials in response to requests by federal and state regulators. Collaborated with outside counsel in preparation for the arbitration and participated in the proceedings.Served as Anti-Money Compliance Officer.

New York, New York

Oversaw all aspects of hiring, on-boarding, and compliance qualifications. Managed a recruiting program and a junior broker training and study program, including interviewing, testing and performance tracking. Completed regulatory registrations, updates, and disclosures. Off-boarded employees and personnel and closed out company records at wind down.

New York, New York

Handled equity, option and fixed income order flow for the firm’s registered representatives. Worked closely with operations and compliance departments and the clearing firm to monitor trading activity and remedy errors. Sought out, developed and maintained vendor relationships.

Jersey City, New Jersey

Coordinated with vendors, job candidates and internal clients to fill technology roles and support employment goals

Greater New York City Area

Prepared, awarded, executed, serviced and closed out requests for proposals and existing contracts.

Doctor Of Law - Jd, Juris Doctor

Bachelor Of Science - Bs, Elementary Education And Teaching

Activities and Societies: Varsity Swimming Business Minor

Elementary Education, Business Minor, Education