Sarah Miller Email & Phone Number

Jersey City, Nj, Us

Provides wide range of legal support and advice to DTCC businesses as member of General Counsel’s OfficeWomen's Initiative for Networking & Success ERG: Boston Co-Chair

Radnor, Pa, Us

- Created and scaled eMoney’s privacy program; wrote policy, defined requirements, responded to privacy incidents, implemented privacy by design, authored privacy thought leadership series, presented at IAPP Global Summit. - Developed strategic cross-functional organization to implement a culture of privacy and data governance.- Provided quarterly updates to Leadership Team and Fidelity enterprise steering committee. - Defined and implemented regulatory response. - Oversaw consumer privacy requests.- Negotiated high profile data agreements with data aggregators, major financial institutions, data suppliers and clients.- Legal data strategy representative.

Boston, Ma, Us

Created and managed an organization of eight product, vendor, and client contract managers responsible for completing organizational data use contracts process. Successfully negotiated 28 market data contracts totaling $3.2 million within a one-year deadline and under budget. Designed workflows, policies, and operational procedures for client and third-party institutional data requests. Ran market data governance committee through product use reviews, audit remediation roadmap, and scorecard.

Boston, Ma, Us

• Represented Institutional Wealth Service and National Financial businesses on projects with regulatory components• Participated on the Fixed Income Regulatory Steering Committee, Tax Leadership Group, and Cost Basis Communication Teams.• Served as business reviewer for external communications

Boston, Ma, Us

• Represented the WealthCentral platform on regulatory programs and projects under the purview of the SEC, FINRA, and other regulators.• Managed WealthCentral release enhancements for targeted regulatory changes. Developed scope, business requirements, and user acceptance test cases.• Negotiated business contracts with open platform vendors.• Served as legal-risk-compliance liaison for WealthCentral platform.• Participated in functional, technical, design, and quality assurance triage reviews, and usability planning/sessions.

Boston, Ma, Us

• Completed over 130 client conversions from the legacy brokerage platform AdvisorCHANNEL to the next generation web-based platform, WealthCentral with assets under management totaling over $105 billion. • Defined detailed project plans and identifying project milestones for client conversions• Managed the client relationship during the conversion process• Provided IWS Product Development with feedback on enhancements, quarterly releases and new functionalities

• Grew, identified, and developed relationships with third party administrators, recordkeepers, and advisors• Ensured a consistent flow of new revenue to the company as stated in the annual individual sales goal• Negotiated contracts, and provided demos to existing clients to initiate conversion to MATC trading platform• Orchestrated the conversion of clients to ensure a smooth transition to the MATC trading platform• Prepared proposals and quotes on all new business opportunities• Managed referral relationships of advisors for new product lines• Documented and managed all sales activity in CRM system

• Managed Special Projects for High Net Worth ClientsResponsibilities• Designated as Project Manager and operational contact to over 35 institutional clients• Created project plans and led weekly conference calls with Pittsburgh and Chicago offices• Coordinated with SunGard administrators to provide cohesive communication to mutual clients in regard to Mid Atlantic plan level accounts and fund level accounts • Served as primary sales and operational contact for partnership with National Financial Services• Traveled with the President and CEO to demonstrate product functionality to potential and existing clients• Well-versed in Directed Trustee, Custodial, Paying Agent, Single Directed Brokerage Accounts, and Third Party Administration

• Represented MATC as daily operational contact for several Third Party Administrators• Selected for participation in compliance review committee for new products and SAS70 (in-depth audit of control objectives) preparation• Created an implementation guide to streamline new business procedures

* Reported directly to MATC Principal, President and Director of Operations* Established plan level corporate retirement plans on a corporate trust level * Designated as project manager during implementation phase of new business * Monitored TPA and plan sponsor access to internal database

Juris Doctor, Evening, Employment Law, Business Law, Financial Law, Criminal Law, Property, Trusts And Estates, Erisa

Juris Doctor, Evening Program

Bachelor Of Arts, Political Science; Justice Internship Program

Education record