➢ Investigating the CDD E2E as a QC Analyst and giving appropriate recommendations on thesame.➢ Ensure all attributes required to identify and validate the customer, and their connectedparties, have been captured completely and accurately, and raise escalations where required.➢ Undergoing additional checks for customers that pose special risk to bank (e.g. Adverse presscheck, Source of cash, Source of international payments).➢ Perform checks and controls on a CDD case end to end, to ensure the highest quality andconsistency and avoid/identify any defects.➢ Identifying the key issues and suspicions which relate to money laundering or terrorismfinancing during the course of the KYC and investigate and escalate them appropriately.➢ Identifying the Ultimate Beneficial Owner (UBO) & Escalating to compliance wheneverneeded.➢ Perform screening on all clients & Beneficial Owners for checking OFAC/negative news/PEPusing internal tools & liaising with sales and compliance team to address the same.➢ Reviewed case management software, Financial Crimes Risk Management (FCRM), alerts andinvestigate alerts as required.➢ Performed periodic (90 day) SAR follow-up reviews, independent analysis for cases involvingsuspicious activity including account behavior, source of funds, international transactions,checking counter party details for High risk and mandatory high risk country transaction toobtain the reason for the transactions.➢ Responsible of understanding the banks products, services, customers, entities andgeographic locations in order to conduct investigations of client accounts for potentialsuspicious behavior.➢ Review, discounting or escalating the UID & CIFAS hits found on AP’s and entities based onGK reports.➢ Conducting Adverse Press Check (APC) on AP’s and Entity’s to find the articles published inthe media.

➢ Performing KYC activities through the approved primary and secondary source and help thebank in capturing all the required information for regulatory requirement.➢ Doing due diligence on the companies regards (Legal Name, Address, Org structure and Natureof business) and reconcile the static data.➢ Ensure to have Enhanced Due Diligence done on all the high-risk entities based on the riskappetite of the customer and their Nature of Business.➢ Based upon the investigation and facts the alert is either closed or escalated.➢ Agents in the process perform the transaction analysis to mitigate the risk of Anti MoneyLaundering/Counter Terrorist financing risks and escalate whenever potential red flags found inthe transactions.➢ The alert is generated based on various detection scenarios to avoid the AML/CTF activitiespassing through the organization. In the transaction analysis, Analysts perform completetransaction analysis and identify the purpose of transactions.➢ Raise the referrals to the relationship manager whenever there is need of more informationabout the transactions.➢ Perform public domain research and negative news search using applications like Factiva andLexis Nexis on the parties involved in the alert. Finally articulating in the audit log and giving theconclusion for the alert by justifying the purpose of transactions with required proofs and closethe alert.➢ If alert needs escalation explain the same in the audit log and escalate for the further review.

➢ Verifying and Validating Customer Identification Information.➢ Uplifting the Customer profile to the Current Standard.➢ Verifying and validating Beneficial Owner details.➢ Screening all the members on the account to find Negative News and Adverse media Hits,Sanction Screening and AML Screening.➢ Reviewing the transaction history of the customer and analyzing the product usage of theCustomer.➢ Providing a backup to my TL on the MIS activities.