AeroLeads people directory · profile

Scott Andersen Email & Phone Number

SVP Equities Supervision at Raymond James at Raymond James
Location: Bethpage, New York, United States 9 work roles 2 schools
1 work email found @raymondjames.com 4 phones found area 212, 202, and 973 LinkedIn matched
✓ Verified Jun 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email · 4 phones

Work email s****@raymondjames.com
Direct phone (212) ***-****
LinkedIn Profile matched
3 free lookups remaining · No credit card
Current company
Raymond James
Role
SVP Equities Supervision at Raymond James
Location
Bethpage, New York, United States
Company size
12938 employees

Who is Scott Andersen? Overview

A concise factual answer block for searchers comparing this professional profile.

Quick answer

Scott Andersen is listed as SVP Equities Supervision at Raymond James at Raymond James, a company with 12938 employees, based in Bethpage, New York, United States. AeroLeads shows a work email signal at raymondjames.com, phone signal with area code 212, 202, 973, and a matched LinkedIn profile for Scott Andersen.

Scott Andersen previously worked as Head of Global Equities Supervision at Raymond James and Chief Compliance Officer at Safra Securities Llc. Scott Andersen holds Master Of Business Administration (Mba), Banking And Finance, 3.85 from Dowling College.

Company email context

Email format at Raymond James

This section adds company-level context without repeating Scott Andersen's masked contact details.

{first}.{last}@raymondjames.com
89% confidence

AeroLeads found 1 current-domain work email signal for Scott Andersen. Compare company email patterns before reaching out.

View email format View company profile Management contacts
Profile bio

About Scott Andersen

• 15 years of Compliance and regulatory experience, including: FINRA Market Regulation Trade Analyst for Member Trading as well as Sales Practice examiner of Broker Dealers with reviews of Securities and Fixed Income Trade Desks including Algorithmic control reviews for Member Regulation, in addition to Compliance Manager of an Equity Sales and Trading desk.• 8 years of Equity experience, including: Equity Sales and Trading desk management, and NYSE floor broker.

Listed skills include Series 7, Series 63, Series 24, Securities, and 29 others.

Current workplace

Scott Andersen's current company

Company context helps verify the profile and gives searchers a useful next step.

Raymond James
Raymond James
SVP Equities Supervision at Raymond James
st. petersburg, florida, united states
Website
raymondjames.com
Employees
12938
AeroLeads page
Company profile
View company profile Email format
9 roles · 27 years

Scott Andersen work experience

A career timeline built from the work history available for this profile.

Head Of Global Equities Supervision

Current
Raymond James

NYC

Jul 2019 - Present

Chief Compliance Officer

Safra Securities Llc

Greater New York City Area

Jun 2017 - Jul 2019

Associate Principal Examiner/Regulatory Analyst

Finra

Compliance Examiner for all aspects of Broker Dealer and Global Trading business. Analyst responsible for reviewing market manipulation as well as cross market surveillance.

Apr 2011 - Jun 2017

Equities Compliance Manager

Smith Jacobs/Raymond C. Forbes

New York, NY

  • Risk assessment surveillance including the review, approval, and monitoring of trader position limits to ensure the Firm stays within its financial guidelines for VAR.
  • Prepare documents for Regulatory inquiries as well as ongoing communication with auditors during the examination process.
  • Resolved trading disputes in real time, including approving & monitoring all error positions to minimize the firms regulatory & risk exposure.
  • Worked with compliance & legal regarding regulatory inquiries & enforcement actions.
  • Develop and maintain compliance policies and procedures relevant to FINRA and SEC rules, including the firm’s Written Supervisory Procedures and Supervisory controls.
Jun 2006 - Dec 2010

Floor Broker

Prudential Financial
  • Executed overall management and coordination of trading operations for a zone on the floor of NYSE.
  • Trained and developed colleagues as they transitioned from trading assistants into floor brokers.
  • Recommended execution strategies to maximize profitability and minimize market impact.
  • Co-managed proprietary positions, handling the short cover or long sell out.
  • Updated and educated clients on constant changes in market structure and transition into electronic trading.
Apr 2002 - Jun 2006

Vp Equities

Merrill Lynch
  • Managed relationships with Trading Floor personnel, Block Traders, Sales traders and customers, for cohesive large block institutional trading.
  • Supervised staff of 12 with the handling and distribution of customer order flow on the floor of the NYSE.
  • IPO and Secondary deal team leader, coordinating opening price and follow up trade plans.
  • Executed large block equity transactions as well as proprietary and agency crosses up to 5 million shares, handling the position for short cover or long sell out.
2002 - 2006 ~4 yrs
Team & coworkers

Colleagues at Raymond James

Other employees you can reach at raymondjames.com. View company contacts for 12938 employees →

WK Walter Keene Walter Keene Colleague at Raymond JamesLargo, Florida, United States, United States View → SK Samantha K. Samantha K. Colleague at Raymond JamesSeminole, Florida, United States, United States View → DL Darrick Lund Darrick Lund Colleague at Raymond JamesMacomb Township, Michigan, United States, United States View → CR Chad R. Chad R. Colleague at Raymond JamesHigh River, Alberta, Canada, Canada View → RK Rogale Kenneth Rogale Kenneth Colleague at Raymond JamesNorthville, Michigan, United States, United States View → LS Lily Stivers Lily Stivers Colleague at Raymond JamesMemphis Metropolitan Area, United States View → DC Donna Carroll, Cdfa™ Donna Carroll, Cdfa™ Colleague at Raymond JamesGainesville, Florida, United States, United States View → JJ Jenny James Jenny James Colleague at Raymond JamesNew York, New York, United States, United States View → MA Michael Albrecht, Crpc® Michael Albrecht, Crpc® Colleague at Raymond JamesKalamazoo, Michigan, United States, United States View → HC Hannah Cole Hannah Cole Colleague at Raymond JamesNew York City Metropolitan Area, United States View →
2 education records

Scott Andersen education

Master Of Business Administration (Mba), Banking And Finance, 3.85

Dowling College
FAQ

Frequently asked questions about Scott Andersen

Quick answers generated from the profile data available on this page.

What company does Scott Andersen work for?

Scott Andersen works for Raymond James.

What is Scott Andersen's role at Raymond James?

Scott Andersen is listed as SVP Equities Supervision at Raymond James at Raymond James.

What is Scott Andersen's email address?

AeroLeads has found 1 work email signal at @raymondjames.com for Scott Andersen at Raymond James.

What is Scott Andersen's phone number?

AeroLeads has found 4 phone signal(s) with area code 212, 202, 973 for Scott Andersen at Raymond James.

Where is Scott Andersen based?

Scott Andersen is based in Bethpage, New York, United States while working with Raymond James.

What companies has Scott Andersen worked for?

Scott Andersen has worked for Raymond James, Safra Securities Llc, Finra (Financial Industry Regulatory Authority), Finra, and Smith Jacobs/Raymond C. Forbes.

Who are Scott Andersen's colleagues at Raymond James?

Scott Andersen's colleagues at Raymond James include Walter Keene, Samantha K., Darrick Lund, Chad R., and Rogale Kenneth.

How can I contact Scott Andersen?

You can use AeroLeads to view verified contact signals for Scott Andersen at Raymond James, including work email, phone, and LinkedIn data when available.

What schools did Scott Andersen attend?

Scott Andersen holds Master Of Business Administration (Mba), Banking And Finance, 3.85 from Dowling College.

What skills is Scott Andersen known for?

Scott Andersen is listed with skills including Series 7, Series 63, Series 24, Securities, Equities, Trading, Equity Trading, and Bloomberg.

Find 750M verified contacts

Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.

People with similar names

Check these profiles if this is not the Scott Andersen you were looking for.

Scott Andersen
Scott Andersen
Head Of Fcm Product Americas - Société Générale Board Of Directors - National Futures Association Representative - Cftc Gmac Subcommittee
Greater Chicago Area
2 email domains
View similar profiles