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@lpl.com
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3 phones found area 212, 904, and 802
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LinkedIn matched
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Scott Hellman is listed as Investment compliance and supervision professional at LPL Financial, based in Orange Park, Florida, United States. AeroLeads shows a work email signal at lpl.com, phone signal with area code 212, 904, 802, and a matched LinkedIn profile for Scott Hellman.
Scott Hellman previously worked as Senior Supervisory Principal (Complex Products) at Lpl Financial and Central Supervision Principal (Complex Products), VP at Merrill Lynch. Scott Hellman holds Mamc, Mass Communications from University Of Florida.
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AeroLeads found 1 current-domain work email signal for Scott Hellman. Compare company email patterns before reaching out.
Scott Hellman is a Investment compliance and supervision professional at LPL Financial. He possess expertise in series 7, series 9/10, series 63, series 66, retirement and 11 more skills.
Listed skills include Series 7, Series 9/10, Series 63, Series 66, and 12 others.
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A career timeline built from the work history available for this profile.
San Diego, CA, US
Complex product SME for multiple regional and organizational supervisory teams. Analyze and approve/deny alternative investment applications.Review and document structured product and complex ETP trades.
New York, NY, US
In-depth supervisory review of complex product transactions and trends, focused primarily on options, market-linked investments, unit investment trusts, closed end funds, fixed income and alternative investments Review and approval of uncovered and advisor discretionary options applications, as well as options limit increase requests
New York, NY, US
Review, documentation and escalation of risk considerations at the client, account and trade levels for assigned offices/regions Provide local supervision with analysis and trending data
New York, NY, US
Supervise a team of seven quality analysts across four sites Design, implementation and execution of call quality review programs Coaching front-line sales staff regarding call flow and content
New York, NY, US
Consultative investment sales and service, spanning multiple client segments through my tenure in the position.
Quick answers generated from the profile data available on this page.
Scott Hellman works for LPL Financial.
Scott Hellman is listed as Investment compliance and supervision professional at LPL Financial.
AeroLeads has found 1 work email signal at @lpl.com for Scott Hellman at LPL Financial.
AeroLeads has found 3 phone signal(s) with area code 212, 904, 802 for Scott Hellman at LPL Financial.
Scott Hellman is based in Orange Park, Florida, United States while working with LPL Financial.
Scott Hellman has worked for Lpl Financial and Merrill Lynch.
You can use AeroLeads to view verified contact signals for Scott Hellman at LPL Financial, including work email, phone, and LinkedIn data when available.
Scott Hellman holds Mamc, Mass Communications from University Of Florida.
Scott Hellman is listed with skills including Series 7, Series 9/10, Series 63, Series 66, Retirement, Securities, 401K, and Investments.
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