Deputy General Counsel
CurrentLeads legal support for Cetera's Workplace & Retirement Services team, including Cetera's defined contribution and defined benefit products and services.
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Scott Kirwin is listed as Deputy General Counsel at Cetera Financial Group at Cetera Financial Group, a company with 501 employees, based in Boston, Massachusetts, United States. AeroLeads shows a matched LinkedIn profile for Scott Kirwin.
Scott Kirwin previously worked as Deputy General Counsel at Cetera Financial Group and Adjunct Professor at Boston University. Scott Kirwin holds Jd, Cum Laude, Law from Harvard Law School.
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Seasoned, versatile asset management and securities lawyer with strong regulatory and product development background. Extensive team and business unit leadership, including serving as Chief Legal Officer for registered investment advisers with greater than $750 billion in assets under management. Broad investment management, securities, regulatory, ERISA, and transactional experience. Strategic thinker, business partner and team player. Proven team and product leadership ability in fast-paced, high-intensity environments.
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San Diego, CA, US
Leads legal support for Cetera's Workplace & Retirement Services team, including Cetera's defined contribution and defined benefit products and services.
Boston, MA, US
Professor of Financial Regulation and Ethics in Masters of Management and Administration programs.
Boston, MA, US
Served as lead attorney for Strategic Advisers (SAI), the money manager for Fidelity’s retail and workplace managed account products, and FIdelity Instiutional Wealth Adviser (FIWA), the investment adviser to Fidelity’s institutional advisory platform business. Counseled senior management on product development, regulatory, litigation and risk issues. Led.
Boston, MA, US
Acted as managing attorney for SAI, FIWA and other Fidelity registered investment advisers. Served as lead counsel to various retail, workplace and intermediary product and distribution teams for advisory and managed account services. Counseled senior management on restructuring diversified investment advisers into multiple advisory businesses, including.
Boston, MA, US
Acted as securities lawyer for SAI and the Global Asset Allocation group of Fidelity’s asset management division. Counseled a variety of Fidelity business units and senior leaders on investment advisory, mutual fund and financial planning products. Provided legal advice on emerging lines of retail-facing advisory services and the build-out of several new.
Boston, MA, US
Represented open-end and closed-end mutual fund complexes, registered investment advisers, hedge fund advisers, and private fund sponsors. Counseled a variety of investment management and corporate clients with respect to public offerings, buyout financing, syndicated debt offerings and leveraged loan trading and structuring. Acted as counsel for a family.
Other employees you can reach at cetera.com. View company contacts for 501 employees →
Nicholas Doyle, Cfp® Ricp®
Colleague at Cetera Financial Group
Greater Phoenix Area, United States
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Tyler Green, Cfa
Colleague at Cetera Financial Group
Scottsdale, Arizona, United States, United States
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Ryan Hoffman
Colleague at Cetera Financial Group
Denver, Colorado, United States, United States
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Whit Story
Colleague at Cetera Financial Group
Fitzgerald, Georgia, United States, United States
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PJ
Peggy Jordan
Colleague at Cetera Financial Group
United States, United States
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Erick Weber
Colleague at Cetera Financial Group
United States, United States
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JD
Joni Darling
Colleague at Cetera Financial Group
Bristol, Connecticut, United States, United States
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KP
Karen Punda, Aif®, Cws®
Colleague at Cetera Financial Group
Greater Chicago Area, United States
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JZ
John Ziegwied
Colleague at Cetera Financial Group
Los Angeles Metropolitan Area, United States
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AZ
Anna Zamojski
Colleague at Cetera Financial Group
New York City Metropolitan Area, United States
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Quick answers generated from the profile data available on this page.
Scott Kirwin works for Cetera Financial Group.
Scott Kirwin is listed as Deputy General Counsel at Cetera Financial Group at Cetera Financial Group.
Scott Kirwin is based in Boston, Massachusetts, United States while working with Cetera Financial Group.
Scott Kirwin has worked for Cetera Financial Group, Boston University, Fidelity Investments, and Ropes & Gray Llp.
Scott Kirwin's colleagues at Cetera Financial Group include Nicholas Doyle, Cfp® Ricp®, Tyler Green, Cfa, Ryan Hoffman, Whit Story, and Peggy Jordan.
You can use AeroLeads to view verified contact signals for Scott Kirwin at Cetera Financial Group, including work email, phone, and LinkedIn data when available.
Scott Kirwin holds Jd, Cum Laude, Law from Harvard Law School.
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