1 Act as Responsible officer to supervise SFC Type 1, 2, 4, 5 ,9 regulated activities.2 Formulate, review and update the operational procedures to ensure full regulatory compliance.3 Supervise and manage daily securities brokerage and futures operations.4 Liaise with other professional parties and communicate with relevant authorities, such as SFC and Hong Kong Stock Exchange.5 Support senior management and assist in various business development exercise.

1 Trading forex, bullion and global futures2 Monitor clients and house outstanding positions3 In charge on night dealing desk

1 Stock broking and other broking services related to the HSI contracts and commodities2 Analysis of client needs and provision of advice regarding investments

1 Monitor HSI futures and options market and price movement2 Monitor company and clients positions and floating profit and loss

1 Monitor bullion/FX market and price movement2 Make dealing price to customers and exexcute orders3 Monitor company and client positions and floating profit and loss4 Comply with company's policy and regulations governed by authorities5 Perform margin calls and communicate with AE and customers