-Reports to the Director of Regulatory & Compliance in the development & execution of national regulatory strategies that expedite development, maximize the probability of success, and mitigate risks-Plan and execute regulatory submissions for assigned verticals in several phases of development, national marketing applications, and post-approval life cycle activities-Legal and regulatory compliance: Stay up to date with real estate laws and real estate education regulations, and industry best practices to ensure ongoing compliance and provide guidance on legal requirements-Investigations and dispute resolution: Lead investigations into regulatory-related complaints, allegations, or compliance concerns, ensuring prompt and fair resolution while mitigating risk -Reporting and documentation: Prepare regular reports for internal stakeholders, executive management, and regulatory authorities as required. -Collaborate with other departments including Product, Human Resources, and Finance to ensure compliance with all applicable laws and regulations- Prepare and submit regulatory filings, reports, and disclosures as required by law.

-Direct report to lead ESM Attorney, facilitate the contract lifecycle for a variety of vendor legal agreements -Establish & maintain great working relationships with internal business partners as we coordinate with cross-functional teams during contract review to negotiate terms and obtain approvals for modification as required-Utilize Salesforce CRM to create and maintain business reports, monitor contracts for future obligations, expiration dates, and other contractual deadlines -Assist in review of non-standard contracts for risk management issues. Review contract language and provide comments to Corporate Counsel for handling-Collaborate with key stakeholders and coordinate signatures to ensure timely delivery of executed documents -Ensure information relating to contractual documents are processed into and maintained in relevant databases

- Provided management of contracts, corporate documents, and corporate records, including: (1) contract review, (2) tracking of key terms such as expirations and renewals, and (3) generation and maintenance of various legal forms and templates-Served as ‘Deal Captain’ , responsible for handling loan application review process from beginning to end (contract execution), made recommendations for the disbursement of funds within agency guidelines - Managed/oversaw the preparation of closing sets, binders and CDs (electronic format) and other post-closing deliverables; distribute to appropriate parties-Reviewed business entity org charts to identify signing authorities (Powers of Attorney), changes to board of directors, or registered address changes-Comfortable communicating with internal & external stakeholders

- Assisted Attorney in representing indigent children in Texas Juvenile Justice Department cases- Coordinated travel arrangements for & interviewed children in preparation for trial, discussed penalties & potential options- Coordinated with all court clerical and administrative staff involved throughout the judicial process- Served as Attorney’s receptionist - received, recorded, and distributed mail, telephone, and e-mail messages- Attended all sessions of court, wrote reports of cases with proper spacing, heading and arrangement for ease of understanding and information processing- Provided video conferencing service for children to appear remotely in court proceedings amidst Covid-19 restrictions

-International Corporate Subsidiary Governance & Maintenance: supported compliance with the corporate obligations of all E2open subsidiaries -Worked with local counsel to ensure all affiliates outside the USA were in good standing and complied with all necessary formalities (i.e. board meetings; timely approval and filing of annual accounts) for Legal Entity Simplification (LES) project-Prepared documents for various types of entities including corporations, LLCs, and partnerships including formation documents, amendments, mergers, dissolutions, and governance documents (i.e. Bylaws & Operating Agreements)-Worked closely with M&A Director to ensure timely and accurate completion of Due Diligence, Post-Acquisition Integration Activities, International Corporate Reorganizations, and Scorekeeping of Cost Take-Out Synergies-Assisted lawyers with merger, acquisition, financing, and other deal closings; prepared closing binders & document sets for distribution

-Consulted with clients to ensure fiduciary service of the real estate transaction from initial contact through contract to close-Conducted price analysis of available homes, identifying competitive benchmarks in preparation for purchase negotiations -Established negotiation plans and participated in negotiations for contracts, inspections, and appraisals -Drafted purchase offers, edited terms and conditions tailored to each clients’ needs-Resolved issues regarding subcontractor performance on new home purchases including claims, changes, and terminations-Collaborated with company Founders to onboard new vendors, manage all engagements and contract lifecycles

- Provided administration and management of national Dental Convention by establishing & maintaining relationships with third parties/vendors including speakers, venues, web designers & caterers- Coordinated travel arrangements for vendors and speakers attending the convention- Used Mailchimp and Social Media for attendee data collection, analysis, & marketing- Worked closely with Founder in preparing, tracking, and reconciling the convention budget

- Wide variety of legal administrative functions such as document review, digitizing case files, quality control, and statistical reporting for Corporate group- Provided data collection, analysis, and collating in firm-wide document review & electronic conversion project- Demonstrated flexibility, teamwork, and stress tolerance by serving as Records Coordinator in manager’s absence, subsequently received additional duties & responsibilities

- Utilized Ringtail e-Discovery software to analyze complex legal documents including emails, contracts, spreadsheets, and other financial documents- Determined which issues applied to each document and coded documents accordingly- Reviewed and determined if the document was responsive to the issues in the case and determined if any type of attorney-client privilege applied- Performed quality control on other reviewers' work to ensure the client was receiving a top-quality product- Top performer, consistently exceeded established production quota of 100 documents per hour

- Prepared FINRA compliance audit data by compiling and analyzing internal and external information - Supported departments by collecting and coordinating internal compliance data with auditors and various departments- Conducted research on high risk accounts, and reviewed monitoring conducted within the business units as needed- Complied with federal, state, and local legal requirements by studying existing and new legislation; enforcing adherence to requirements; advising management on needed actions

- Traveled within sales territory to meet prospects and customers- Set weekly sales volume record- Generated, organized, & maintained records of all sales leads and/or customer accounts

- Performed a wide variety of Legal administrative functions such as compiling trial notebooks, deposition binders, and exhibits for Commercial Litigation group- Reviewed client medical records, processed check request forms, and made travel arrangements for staff Attorneys- Organized & scanned documents, recorded and distributed mail, telephone, and e-mail messages