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Scott Y. Email & Phone Number
Advisor
at
Stealth AI Startup
LinkedIn matched
✓ Verified May 2026
3 data sources
Profile completeness 100%
Current company
Role
Advisor
Location
San Francisco Bay Area, United States, United States
Company size
Who is Scott Y.? Overview
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Quick answer
Scott Y. is listed as Advisor at Stealth AI Startup, a company with 4857 employees, based in San Francisco Bay Area, United States, United States. AeroLeads shows a matched LinkedIn profile for Scott Y..
Scott Y. previously worked as Senior Manager and Deputy MLRO, Investor Relations and Regulatory Services (Cayman Islands) at Standish Management, Llc and Senior Manager, Investor Relations at Alpha Alt Fund Services. Scott Y. holds Bba With Distinction, Finance Major, Economics Minor from University Of Missouri-Kansas City.
Company email context
Email format at Stealth AI Startup
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Stealth AI Startup
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Profile bio
About Scott Y.
Hello, and thanks for stopping by. If we're not already “linked,” please consider changing that by sending me a connection request.A bit about me: I'm a trusted Financial Services professional with expertise in the following areas: People Management and Team Development, Client Services, Investor Relations, Business Compliance Review and Enterprise Risk Assessment, Policy and Procedure Creation, Controls Testing, Employee Training and Continuing Education, Know Your Customer (KYC) and Enhanced Due Diligence (EDD) Software Scaling Efforts, Outside Business Activity (OBA) Assessment and Conflict of Interest (COI) Review, New Client and Employee Onboarding, Family Office Relationship Management, and Traditional Prime Brokerage Operations.Additionally, I hold the following FINRA securities licenses: SIE, Series 4, 7, 14, 24, 63, 82, and 99.Lastly, I’m a Certified Anti-money Laundering Specialist (CAMS) as well as a California Notary Public.
Listed skills include Leadership, Alternative Investments, Series 63, Electronic Trading, and 49 others.
Current workplace
Scott Y.'s current company
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16 roles · 5 years
Scott Y. work experience
A career timeline built from the work history available for this profile.
Senior Manager And Deputy Mlro, Investor Relations And Regulatory Services (Cayman Islands)
Senior Manager, Investor Relations
Current- Supervisor of two Investor Relations associates, overseeing 14 advisory fund complexes comprised of both on and offshore PE capital:- Management of all advisory client and limited partner (LP) engagement matters, including in-depth KYC / AML due diligence reviews and refreshes, related invoice creation, and remittance follow-ups, as well as periodic.
Nov 2023 - Present
Private Equity & Fintech Advisory Consultant
Project-Based Consulting & Advisory Services
- Advisor to both FinTech start-up and traditional financial services executives.- Project manager who interviewed, vetted, and demoed numerous service provider offerings for a new technology stack buildout.
Jul 2023 - Dec 2023
Director, Corporate Compliance
- Manager of four professionals across three time zones within the transfer agent, broker-dealer, and corporate compliance functions of the firm, supervising all daily work and regularly mentoring each team member.- Regulatory subject matter expert for the Executive, Strategy, Business Development, Client Delivery, Operations, Compliance, Risk.
Jun 2021 - Jul 2023
Fintech Advisory Consultant
- Hired to establish initial regulatory systems by former supervisor / CCO at Brex.- Advisor and regulatory project manager to the Founding Executive team on both the framework and legal formation of its broker-dealer, registered investment advisor, and the related client-facing mobile application.
2021 - 2021
Senior Compliance Officer
- Hired to lead compliance for Brex’s new Cash Product by former supervisor / CCO at SharesPost Financial.- Conducted KYC / Client Identification Program (CIP) due diligence on and principally approved all new cash management account (CMA) client relationships: 450+ final approvals per month.- Project managed both the automation of New Account Approval and.
Feb 2020 - Oct 2020
Interim Cco / Senior Compliance Officer
Manager of one individual in the Compliance department and a key senior business strategy partner for the Executive, Sales, Operations, Technology, Legal, and Human Resources departments on a daily basis.
Mar 2019 - Jan 2020
Chief Operations Officer & Chief Compliance Officer
San Francisco Sentry Investment Group, Inc.
- Manager of two individuals in Operations and Client Services; supervised all RIA daily trading activity and regularly advised both the Executive team and all SEC registered personnel. - Finalized broker-dealer engagement letters and diligenced, invoiced, and processed corresponding private company securities transactions for accredited investors on both.
Oct 2017 - Mar 2019
Consultant, Interim Cco
Directly advised and supported the Executive team during a four-month, C-level management transition in order to ensure full business continuity.
Nov 2016 - Feb 2017
Director, Branch Manager - Prime Brokerage Services & Securities Lending Compliance
Branch Manager & Broker-dealer Principal; Manager of one individual in Operations and Team Leader of two individuals in Institutional Relationship Management.
Oct 2010 - Sep 2016
Vice President – Prime Brokerage Operations & Client Integration
Jun 2009 - Oct 2010
Avp - Prime Brokerage Services & Securities Lending Compliance
Apr 2007 - May 2009
Analyst
May 2006 - Apr 2007
Examiner
Oct 2004 - May 2006
Financial Analyst, Secret Clearance
Jun 2003 - Oct 2004
1 education record
Scott Y. education
-
University Of Missouri-Kansas City
FAQ
Frequently asked questions about Scott Y.
Quick answers generated from the profile data available on this page.
What company does Scott Y. work for?
Scott Y. works for Stealth AI Startup.
What is Scott Y.'s role at Stealth AI Startup?
Scott Y. is listed as Advisor at Stealth AI Startup.
Where is Scott Y. based?
Scott Y. is based in San Francisco Bay Area, United States, United States while working with Stealth AI Startup.
What companies has Scott Y. worked for?
Scott Y. has worked for Stealth Ai Startup, Standish Management, Llc, Alpha Alt Fund Services, Project-Based Consulting & Advisory Services, and Carta.
How can I contact Scott Y.?
You can use AeroLeads to view verified contact signals for Scott Y. at Stealth AI Startup, including work email, phone, and LinkedIn data when available.
What schools did Scott Y. attend?
Scott Y. holds Bba With Distinction, Finance Major, Economics Minor from University Of Missouri-Kansas City.
What skills is Scott Y. known for?
Scott Y. is listed with skills including Leadership, Alternative Investments, Series 63, Electronic Trading, Team Building, Lexisnexis, Anti Money Laundering, and Securities Regulation.
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