Scott Rothstein Email & Phone Number

New York, Ny, Us

New York, New York, United States

● Executed IT assessment procedures and risk assessments for diverse financial institutions, including control design and testing over IT General Controls, SOx, and FDICIA, resulting in the identification of non-compliance issues and opportunities for process improvement.● Demonstrated expertise in designing, evaluating, and testing controls over IT governance, risk management, and compliance (IT GRC), logical access, change management, computer operations, robotic process automation, GLBA, Section 501(b), third party risk management, incident response planning, and business continuity planning.● Presented clear and concise assessment reports to senior management, bank executives, and C-Suite level members, summarizing findings, root causes, risks, and recommendations for improvement. Effectively communicated complex technical issues to non-technical stakeholders.● Crafted and presented detailed IT assessment proposals tailored to the unique needs and regulatory requirements of financial institutions, ensuring alignment with industry standards and the delivery of comprehensive consultancy services.● Contributed to the development of an internal robotic process automation program in order to automate control testing and improve assessment methodologies, tools, and templates.● Simultaneously managed end-to-end IT assessment engagements for multiple clients, overseeing all phases from planning to reporting, to validate success of ongoing projects and on time delivery of final reports.

● Collaborated with other business technology consultants to identify risks related to banks’technological environments.● Verified effectiveness of several controls to ensure that risks related to information security wereadequately mitigated.● Developed presentations for client proposals to sell Crowe’s services and gain new clientrelationships.● Created educational course and presentation on the Three Lines of Defense Model to present toclients and internal partners.● Attended and led walk-throughs with clients to go over controls in place and further strengthenrelationships with these clients.

● Led a team of engineers to modify three factory operations to reduce labor and nonvalue-addedwork.● Replaced two of the operations by purchasing a new tool and removed the third operationentirely, reducing total labor required by nine operators.o Designed new workstation layouts with the Plant Layout Engineer to create the mostefficient part presentation.o Configured the most resourceful delivery routes with the Global Supply Chain Team.● Conducted a business case to calculate the payback period and net present value for the costs of modifying the operations.● Maximized the safety and efficiency of the operations while saving $900,000 yearly in labor costs.

Czech Republic

Bachelor'S Degree, Finance And Industrial Engineering

The IBE program is a selective program at Lehigh University. The program involves taking classes on the engineering and business side.

Education record