Compliance Officer to two registered investment advisors of Two Sigma: TSPI, LP, the private equity division of Two Sigma and Two Sigma Ventures, LP, the venture capital division of Two Sigma. • Created, maintained and tested the compliance program for TSPI and TSV. • Registered both TSV and TSPI with the Securities and Exchange Commission as Investment Advisers. • Established compliance program for TSPI and TSV including new compliance manuals and code of ethics.

Co-Head Fixed Income Legal Compliance with responsibility for compliance for all credit product groups (distressed, high yield, loan and investment grade debt secondary sales and trading and debt capital markets), emerging markets group and structured products capital markets group.• Led five-person compliance coverage group responsible for surveilling and establishing policies and procedures for the sales and trading of these products including derivatives

General Counsel and CCO to Dynamic Credit Partners, LLC, a registered investment advisor specializing in advisory and asset management services for structured products.

• Chief Compliance Officer for C-BASS Investment Management LLC (CIM). In charge of registering CIM as an investment advisor and developing and implementing Investment Advisers Act compliance policies and procedures. • Chief Legal counsel to Capital Markets division of C-BASS responsible for all legal aspects of (i) RMBS and CDO securitization transactions, (ii) RMBS, ABS and CDO secondary trading activity, (iii) Treasury Operations including negotiating repurchase agreements, swap agreements and term financing and (iv) mortgage loan acquisitions including compliance and collateral related issues.

Served as senior counsel to multiple investment grade fixed income origination and securitization groups. Advised the ABS, RMBS and fixed income secondary trading desks on regulatory and trading issues. Acted as in house counsel to mortgage origination and securitization unit.