Scott Surridge Email & Phone Number

London, Gb

London, England, United Kingdom

Liqueo – Clear, Transparent, EvidentEstablished to offer a fresh and exciting approach to Management Consulting within Asset and Wealth Management.The name Liqueo was chosen as it translates from Latin to mean Clear, Transparent & EvidentOur MissionCreating a business known for how nice our people are to work with and the quality of the work we deliverOur VisionTo be the global change and transformation partner of choice within asset and wealth management. Create a magnetic, thriving culture of excellence where great people fulfil their ambitionOur ApproachWe provide organisations with the skills they need to implement programmes successfully through our flexible workforce model, tailoring solutions to meet our client's strategic goals. We deliver an exceptional, bespoke service to every client via a dynamic and agile framework.Client Focused MissionOur team is experienced and well-known to the principal vendors; we are trusted to manage a well-run programme, in partnership with both the client and the vendor, and we deliver the long-term strategic platform whilst targeting the desired operating model changes.We believe that by working with Liqueo, our independent team will reduce programme costs and timeframes. By working together, our experienced team will understand the nuances of each individual client and ensure a successful implementation, whilst maintaining the integrity of the vendor deliverable.Our Practices – Accomplished & ExperiencedWe have practices in the key areas of Asset and Wealth Management and the ability to adapt easily to our clients needs:AdvisoryWays of WorkingFront OfficeDataIntegration & Change ManagementCompliance & RegulationRiskGet in touch to discuss opportunities at LiqueoTel/ WhatsApp: 07885856477Email: scott.surridge@liqueo.com

London, United Kingdom

Newton Investment Management March 2019 to March 2023PM / SME Aladdin TOM and delivery for the transfer of funds and associated processes for the Portfolio Managers and Portfolio Implementation team.PM ETF fund launch - TOM and delivery within the Aladdin systemAladdin UAT ManagementAladdin Parallel ManagementPrudential Plc Dec 2018 to May 2023Company merge of NA business onto Aladdin for the Portfolio Mangers and Portfolio Implementation team PM / BA / SME for the Prudential / MG Demerger working as part of a small project team setting up a New Liquidity Management trading desk and associated End to End processes, including Vendor Selection for Custody and Collateral ManagementRFP Custodian and Collateral Managers – Responsible for the writing of the RFP’s, scoring methodology arranging all and participating in all review meetingsProcess design – Complete TOM for both the execution and settlement of FX, TD’s Repo’s Bonds & MMF auto sweep execution across London, US and Singapore Reporting Design – Working with the team, vendor systems and tech providing specification requirements to develop and schedule automated reports via STPReport writing – Design and code reports using vendor systems to distribution automatically MI information to the required teamsMMF - Design and set up automated sweeps of surplus cash in MMF Liquidity funds to secure cash

Schroders May 2018 to Nov 2018Fund Transfer BA / SME Advising on the design and process for the transfer of funds into the organisation including industry best practises for both the schedule of fund transfers and any required Prudential Capital M&G October 2016 to April 2018BA / SME for the Aladdin Implementation covering Derivative workstreamAladdin Derivative Trader Training documenting execution cheat sheets for the trading desk.Training Working with the vendor to provide training to the front and Middle office desksTesting Participate in UAT training documenting testing evidence and working with the development teams to rectify defects.Responsible for documenting the current state for Derivatives, Front Office Analytics requirements, Risk and Compliance and interface to outsourced operating modelDocument Future State design for Front Office Analytics requirements, Risk and Compliance and outsourced operating modelAviva Investment Management Feb 15 to Sept 2016BA/SME for a number of system improvements and Project Manager for the merger of the Friends Life business into AvivaData Management– reviewing and establishing a Governance programme to manage the business data requirements through a central middlewareResponsible ETD rate card rules re-code in Aladdin to improve STP rates with outsourced back office Aladdin Variation Margin completing system enhancements within Blackrock and at vendors to reduce recon breaks within the systemsBA Global Dealing – providing a solution to enable funds to be passed and traded globally within the firm using Aladdin trade order managementPM Mandate Monitoring – Overseeing the coding, testing and implementation of the compliance rules within AladdinPM Transition Migration of the Friends Life from external Fund managers onto Aladdin. Communication to Senior Stakeholders Chairing weekly progress meetings

Canary Wharf

Responsible for providing Project Management for Investments within the EMEA Regiono Project Lead for the implementation of Blackrock / Aladdin within EMEA covering 30 offices. Analysis and design covering• Reporting tools, Green Package, Aladdin View and PRISM• Portfolio Management Order and Portfolio Construction• Trade Entry• SMF, Confirmations and Settlement Modules• Reconciliation Modules• Test Managero Consolidation of Euro trading desks into Londono Supporting a Global Custodian RFIResponsible for the London Middle office to support the EMEA regiono EMEA Confirmations for Fixed Income both IG and HY, Bank Loans and Money Markets o EMEA Settlements, Corporate Actions and Relationship Management

Management of the Middle Office teams, Closures, Corporte Actions and Risk Controls.Responsible forHR issuesBudget costs for 2010 and projected costsAudit point implementationBreach KPI targetsChair all operational client meetings AchievementsAll Client KPI targets met achieved within 2 monthsAll outstanding recruitment completedSatisfactory resolution of all Audit and Compliance issuesManagement reorganisation

Responsible for the BAU running of a department of 31 including Trade Capture, Settlements, Reconciliations, Client Enquiries and Projects. Providing back office support for the clients Fund Administration business.Attend all meetings with the client to review service levels for the areas concernedEnsure adherence to Client SLA agreements.Extensive liaison with the client and their Investment Managers dealing with all issues as well as being part of a working group to enhance their processing.T&C Officer for Middle Office dealing with audit and the Securities Institute to ensure that the department is in adherence with the required regulations and rules.All HR responsibilities.Performance to the required KRI’s and KPI’sAchievements 22% reduction in yearly lossesSuccessful achievement of reducing consistent red KPI’s to green by staff training and process change.Re-development of the departments MI providing an automated and interactive dashboard for senior management. Developing and maintaining a strong client relationship resulting in a working partnership between the two organisationsStructure change, implementing a new management structure providing succession planning for the area.Assisting the Client running workshops to develop and enhance their new platform.Introduced Securities Membership for all T&C staff by developing training both internally and externally.Introduction of a 6 month training program for Team Leaders which has been rolled out to all of Middle Office.Increased revenue attributed to enhanced client service.

London, United Kingdom

• Managing a team of 35 responsible for Operations, Clearing, Client Services and Projects.• Support and attend client visits with Front Office Dealers and the Director of Sales• Central point of contact for Audit and Compliance teams.• Compliance to SOX and FSA rules and regulations.• Ensure adherence to client SLA agreements.• Maintenance of client relationships.Achievements• Move from unsatisfactory to satisfactory audit rating.• Successful retention of two major clients for the business which enabled growth of revenue for the department• Reduction of cost for clearing by using stocks held by the principle books as collateral to reduce the cash margins required.

Responsibility for a team of 28 running Crest Settlements, UK Fixed Income, Corporate Client Services, Client Accounts, Funding, Broker Confirmations (Offshore), Confirmation and regulatory reporting.Relationship Manager for the Private Banking and Internet Dealing DivisionsMember of the Crest Euroclear working group.Director of the Nominee CompanyEnsure adherence to SLA agreements.All HR Responsibilities.AchievementsReduction of cost by utilizing off-shoring and in-shoring.Rank number one in the Market for Crest Settlements by increasing STP and reducing the volume of unsettled transaction by working with the lending area of the organisation.

Responsible for Crest and Residual and Unit Trust SettlementTalisman SettlementFailed Trade Management

Completed Talisman SettlementsAssisted the accounts and trade capture departments

Responsible for ensuring stock and cash were delivered to the required institutions