AeroLeads people directory · profile
Scott Willms Email & Phone Number
Senior Compliance Officer
at
Baird
1 work email found
@rwbaird.com
2 phones found area 414
LinkedIn matched
✓ Verified Jul 2026
4 data sources
Profile completeness 100%
Who is Scott Willms? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Scott Willms is listed as Senior Compliance Officer at Baird, based in Muskego, Wisconsin, United States. AeroLeads shows a work email signal at rwbaird.com, phone signal with area code 414, and a matched LinkedIn profile for Scott Willms.
Scott Willms previously worked as Supervision Principal at Broker Dealer and Assistant Vice President at Baird. Scott Willms holds Master Of Business Administration (M.B.A.), Finance, 3.97 from Concordia University-Wisconsin.
Company email context
Email format at Baird
This section adds company-level context without repeating Scott Willms's masked contact details.
{first_initial}{last}@rwbaird.com
86% confidence
AeroLeads found 1 current-domain work email signal for Scott Willms. Compare company email patterns before reaching out.
Profile bio
About Scott Willms
Investment compliance professional that seeks to be a helpful resource to assist my fellow associates and the clients we serve.
Listed skills include Investment Compliance, Sales Management, Branch Operation, Trade Compliance, and 28 others.
Current workplace
Scott Willms's current company
Company context helps verify the profile and gives searchers a useful next step.
7 roles
Scott Willms work experience
A career timeline built from the work history available for this profile.
Senior Compliance Officer
Supervision Principal
Broker Dealer
Jul 2017 - Mar 2019
Assistant Vice President
Responsible for daily review of various reports and systems including ProSurv, Global Relay and Liquid Office to support Private Wealth Management branch office activities. Review branch correspondence and daily cashiering. Responsible for enforcing the firms written supervisory procedures and policies and responding to branch associates on compliance related inquiries. A productive and knowledgeable resource for branch office associates to assist with compliant sales activities.
Jan 2016 - Jul 2017
Supervision Analyst
Responsible for daily review of various reports and systems including ProSurv, Global Relay and Liquid Office to support Private Wealth Management branch office activities. Review branch correspondence and daily cashiering. Responsible for enforcing the firms written supervisory procedures and policies and responding to branch associates on compliance related inquiries. A productive and knowledgeable resource for branch office associates to assist with compliant sales activities.
Aug 2013 - Jul 2017
Transfer Agent Accountant
Us Bancorp Fund Services
Responsible for balancing and reporting all shareholder cash & share activity for a series of mutual funds to fund accountants, portfolio managers, investment advisors and custody groups. Responsible for minimizing financial losses by analyzing critical error reports and adjustments to make sure all trades are accounted for properly. Also responsible for all money movements, draft check processing, commission payments and incoming & outgoing wire reporting functions. I offer to work on side projects whenever necessary.
Aug 2009 - Aug 2013
Retirement Representative
I dealt with retirement plan questions from various plan participants that called in during one of the craziest economic times in recent history. I could do fund to fund trades for plan participants, initiate 401k plan loans and disbursements due to reasons of financial hardship, and provide answers to all those that called in with questions on their retirement plan.
May 2008 - Aug 2009
2 education records
Scott Willms education
Master Of Business Administration (M.B.A.), Finance, 3.97
Bachelor Of Business Administration (B.B.A.), Finance, 3.2
FAQ
Frequently asked questions about Scott Willms
Quick answers generated from the profile data available on this page.
What company does Scott Willms work for?
Scott Willms works for Baird.
What is Scott Willms's role at Baird?
Scott Willms is listed as Senior Compliance Officer at Baird.
What is Scott Willms's email address?
AeroLeads has found 1 work email signal at @rwbaird.com for Scott Willms at Baird.
What is Scott Willms's phone number?
AeroLeads has found 2 phone signal(s) with area code 414 for Scott Willms at Baird.
Where is Scott Willms based?
Scott Willms is based in Muskego, Wisconsin, United States while working with Baird.
What companies has Scott Willms worked for?
Scott Willms has worked for Baird, Broker Dealer, Robert W. Baird & Co., Us Bancorp Fund Services, and Great West Retirement Services.
How can I contact Scott Willms?
You can use AeroLeads to view verified contact signals for Scott Willms at Baird, including work email, phone, and LinkedIn data when available.
What schools did Scott Willms attend?
Scott Willms holds Master Of Business Administration (M.B.A.), Finance, 3.97 from Concordia University-Wisconsin.
What skills is Scott Willms known for?
Scott Willms is listed with skills including Investment Compliance, Sales Management, Branch Operation, Trade Compliance, Compliance, Correspondence Analysis, Regulatory Approvals, and Finra.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Scott Willms you were looking for.
Scott Willms
1 email domain
Scott Willms
3 email domains
Scott willms
1 email domain
Scott Willms
1 email domain