Sean Eccleston Email & Phone Number

Chesterbrook, Pennsylvania

• Inform clients of any corporate event that will impact their securities position either on US or international assets.• Work closely with data feed vendors and other internal groups, such as account management, tax, and IT support, to deliver high quality service to clients.• Ensure all corporate action and income setups, instructions, and payments are processed, while meeting standards established by the bank and team procedures.• Develop knowledge of existing markets, market changes, and financial instruments by making regular use of various information sources (market updates, client updates, and market announcements, among others).

• Identified significant cases that presented patterns associated with the laundering of illicit funds.• Provided core due diligence and investigative research on client projects, and prepared final written documentation supporting the findings.• Collected and assessed client information and leveraged third-party sources to conduct research on politically exposed persons (PEPs), sanctions, and negative news screenings.• Analyzed customer transactional records and legal documentation, including KYC documents.

Bachelor Of Science In Business Administration, Finance Major; Mathematics And Legal Studies Minor, Senior

Junior

Study Abroad: Focus in European Arts and Humanities