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Sean O'Carroll Email & Phone Number
Executive Director - Capital Management
at
UBS
LinkedIn matched
✓ Verified May 2026
3 data sources
Profile completeness 86%
Current company
Role
Executive Director - Capital Management
Location
New York City Metropolitan Area, United States, United States
Company size
Who is Sean O'Carroll? Overview
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Quick answer
Sean O'Carroll is listed as Executive Director - Capital Management at UBS, a company with 28 employees, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a matched LinkedIn profile for Sean O'Carroll.
Sean O'Carroll previously worked as Executive Director - Group Financial Resource Management at Ubs and Executive Director - Treasury Advisory at Ubs. Sean O'Carroll holds Bachelor Of Science - Bs, Accounting And International Business from Manhattan College.
Company email context
Email format at UBS
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UBS
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Profile bio
About Sean O'Carroll
I am a seasoned capital management subject matter expert, focused on managing regulatory capital under the current, Basel III Finalization and Basel III endgame rules. I produce a Basel III Finalization impact assessment and partner with the business to understand and optimize the resulting RWA and LRD impacts while ensuring compliance with regulatory requirements. I implemented a Group-wide RWA forecast by business used for limit setting and business planning. I review trade and new business proposals to assess regulatory capital needs and return on capital.
Current workplace
Sean O'Carroll's current company
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Ubs
8 roles
Sean O'Carroll work experience
A career timeline built from the work history available for this profile.
Executive Director - Capital Management
CurrentBasel III Finalization (FINMA) and Endgame (U.S.) impact assessmentRWA and LRD optimization by business and legal entityFinancial resource planning, forecasting and limit settingTrade and New Business review
Sep 2021 - Present
Executive Director - Group Financial Resource Management
Financial resource planning, regulatory strategy, forecasting and optimization, large transaction hurdle rate analysis (ROE)
Oct 2019 - Aug 2021
Executive Director - Treasury Advisory
Treasury advisory and governanceBasel II.5 and III implementationAttributed EquityNon-Core Legacy business assessment and wind down
Mar 2006 - Oct 2019
Director - Investment Bank Capital Analyst
Basel II assessment, calculation development and implementationUBS / Swiss Bank Corporation integrationPaine Webber integrationFinance Graduate Training Program
Jul 1998 - Feb 2006
Regulatory Reporting Specialist
Swiss Bank Corporation
Jan 1997 - Jun 1998
Product Controller Fx/Pm And Credit Trading
Swiss Bank Corporation
Oct 1993 - Dec 1996
Financial Reporting Analyst
Swiss Bank Corporation
Legal Entity financial and regulatory reporting
Jun 1992 - Sep 1993
1 education record
Sean O'Carroll education
FAQ
Frequently asked questions about Sean O'Carroll
Quick answers generated from the profile data available on this page.
What company does Sean O'Carroll work for?
Sean O'Carroll works for UBS.
What is Sean O'Carroll's role at UBS?
Sean O'Carroll is listed as Executive Director - Capital Management at UBS.
Where is Sean O'Carroll based?
Sean O'Carroll is based in New York City Metropolitan Area, United States, United States while working with UBS.
What companies has Sean O'Carroll worked for?
Sean O'Carroll has worked for Ubs and Swiss Bank Corporation.
Who are Sean O'Carroll's colleagues at UBS?
Sean O'Carroll's colleagues at UBS include Ethan Harro and Flloyd Rewa.
How can I contact Sean O'Carroll?
You can use AeroLeads to view verified contact signals for Sean O'Carroll at UBS, including work email, phone, and LinkedIn data when available.
What schools did Sean O'Carroll attend?
Sean O'Carroll holds Bachelor Of Science - Bs, Accounting And International Business from Manhattan College.
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