Sean Powers

Sean Powers Email and Phone Number

Senior Product Manager | Regulatory and Compliance Technology @ UBS
New York, NY, US
Sean Powers's Location
New York City Metropolitan Area, United States, United States
About Sean Powers

Sean Powers is a Senior Product Manager | Regulatory and Compliance Technology at UBS.

Sean Powers's Current Company Details
UBS

Ubs

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Senior Product Manager | Regulatory and Compliance Technology
New York, NY, US
Website:
nyftyfitness.com
Employees:
28
Sean Powers Work Experience Details
  • Ubs
    Senior Product Manager | Regulatory And Compliance Technology
    Ubs
    New York, Ny, Us
  • Ubs
    Program Manager | Aml Financial Crime Prevention | Digital Banking Strategy
    Ubs Sep 2018 - Present
    Zurich, Ch
    • Overall Financial crime prevention program manager for new digital banking strategy rollout, focusing on high net worth customers within wealth management. Features include book to book transfers, wires, ACH & mobile check deposit• Influencer who is responsible for driving regulatory program strategy, supporting the US AML Head/CAMLO• Utilize my strong project management and organizational skills to drive complex solutions and achieve aggressive regulatory milestones for Fed Readiness and Client Readiness (ie ISO 20022/Swift MT conversion, SAR, 314a, Patriot Act)• Lead cross-functional reviews with 1LOD and 2LOD to build new infrastructure, controls & frameworks - both technical and non-technical elements• Drive engagement with key business stakeholders across Client On-boarding/KYC (Alloy), Transaction Monitoring (Actimize), Client Risk Rating, Risk Assessment and Sanctions screening tools• Operate as facilitator / ‘quarterback’ across multiple Agile crews to solution FCP requirements with Payments IT, Transactions monitoring data warehouse and numerous downstream FCP IT systems• Manage entire FCP requirements backlog in JIRA and Gitlab, ensuring technology build epics are estimated and structured properly to meet Agile BRP / big room planning timelines• Chair six bi-weekly meetings, promoting FCP build progress to executive management• Partner with Data Management office to verify that key data elements & data models meet strict UBS policies.• Lead UAT coverage sessions to ensure upstream data-masking policies align with FCP testing prerequisites.• Responsible for managing risks, issues, dependencies (RAID) for FCP deliverables within the program• Create plans, roadmaps, budget/staffing targets & other project artifacts to keep deliverables on track• Manage technical debt deliverables on ad-hoc basisPrevious UBS work: Internal Fraud IT Lead, Application Vulnerability and Patch Management Lead, Control Room/Sanctions IT Project Manager
  • Royal Bank Of Scotland (Rbs)/Natwest Markets
    Senior Project Manager, Us Regulatory Change & Transformation
    Royal Bank Of Scotland (Rbs)/Natwest Markets Nov 2012 - Jun 2018
    • PM/BA on market risk project for migration to FIRE system. Sourced data for new curves, resolved security static data issues & tested Middle office reports for MTM, PNL attribution, PNL commentary• Project Manager on FINRA TRACE reporting of US Treasuries. Defined requirements for trade identification, US person identification & automated reporting across global fixed income trade systems• Closed operational risk by defining new operating model for Middle office & Legal/Compliance teams. • Project Manager on Tax Operations program for FATCA compliance & 871m/equity options income reporting. Gathered business requirements with Tax leads and ensured system development met Tax audit specifications• BA on Finance transformation to migrate legacy ABN loan portfolio to CT branch entity. Completed finance requirements. Led user testing of chart of accounts mapping, ledger, sub-ledger reconciliation reporting for the FP&A, FA and Product Control groups.
  • Credit Suisse
    Senior Project Manager, Strategic Finance Change
    Credit Suisse Aug 2007 - Nov 2012
    Zurich, Ch
    • Project Lead on multi-year program for global accounting transformation. Led front to back migration of OTC vanilla & hybrid interest rate swaps through derivatives architecture. Defined requirements and posting rules with accounting SMEs to feed strategic Opera global sub ledger system and product control MI data warehouse. Led BA team and managed UAT testing sign-off• Finance Stream Lead on new FX business initiative for Private Banking related to dual currency deposit products. Worked closely with Front Office technology on T24 data sourcing. Completed business requirements for Opera sub ledger, Spectral KP posting enrichment & PeopleSoft GL processing

Sean Powers Education Details

  • University Of Maryland
    University Of Maryland
    Management Information Systems
  • Penn State University
    Penn State University
    Bachelor'S Degree
  • University Of Minnesota
    University Of Minnesota
    Agile Software Development

Frequently Asked Questions about Sean Powers

What company does Sean Powers work for?

Sean Powers works for Ubs

What is Sean Powers's role at the current company?

Sean Powers's current role is Senior Product Manager | Regulatory and Compliance Technology.

What schools did Sean Powers attend?

Sean Powers attended University Of Maryland, Penn State University, University Of Minnesota.

Who are Sean Powers's colleagues?

Sean Powers's colleagues are Flloyd Rewa, Ethan Harro.

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