Sean B. Email & Phone Number

United States

Everywhere

• Established global internal audit function, drafted initial program documentation, tasked with building international team• Develop and execute risk-based internal audit plans that cover all aspects of our operations, including trading, custody, financial reporting, compliance (AML, CFT, Sanctions), and technology (SOC 1, SOC 2, ISO27001)• Assist and directly contribute to global licensing efforts• Prepare detailed audit reports that clearly communicate findings, recommendations, and action plans to senior management and the Board of Directors• Monitor the implementation of audit recommendations and verify that corrective actions have been taken as planned• Key project lead on SOC 1 certification effort

San Francisco, California, Us

First Internal Audit hire, established and built-out program. Process design and documentation, risk assessment, internal controls over financial reporting, audit support, SOC, ISO, crypto controls, etc.

Livermore, Ca, Us

We believe education and training empower individuals and strengthen communities.

San Ramon, Ca, Us

Senior Manager in the Risk Assurance and Advisory practice. Review operational, financial, and technology processes to provide management with an individual assessment of business risk, internal control, and the overall effectiveness and efficiency of processes as well as the risks associated with Sarbanes-Oxley as they pertain to internal controls.

Walnut Creek, Ca, Us

Senior Accountant in the GL department. Recorded, reconciled and balanced assets, liabilities and other financial transactions at all levels of complexity. Prepared various financial reports and analyses to be utilized by upper management. Key player spearheading post-acquisition transition of a large east-coast insurance company. Experience training and developing staff in various areas including PeopleSoft use and reconciliation preparation utilizing BlackLine Systems.

San Ramon, Ca, Us

Interned summer '06, began full time in August '07. Oversaw all aspects of financial statement audits from planning to opinion issuance. Served a client base spanning several industries including insurance, private lending, food manufacturing and retail. Key clients included: privately-held health insurance company with ~$6B in annual revenue, numerous mortgage pools with managed money exceeding $100M, privately-held food manufacturer with ~$200M in annual revenue, privately-held Sonoma winery with ~$25M in annual revenue. Specialized in various internal control engagements including SSAE 16 (formally SAS 70) and Model Audit Rule compliance.

Livermore, Ca, Us

• Performed financial capability assessments of potential contractors• Processed invoices, verified compliance of terms and conditions of contracts• Completed contract closeouts, determined final allowable costs