Sean Graham

Sean Graham Email and Phone Number

Managing Director | Managing Complexity, Risk & Compliance | Regtech @ Assured Support
sydney, new south wales, australia
Sean Graham's Location
Sydney, New South Wales, Australia, Australia
Sean Graham's Contact Details

Sean Graham personal email

n/a
About Sean Graham

Sean Graham is a Managing Director | Managing Complexity, Risk & Compliance | Regtech at Assured Support. He possess expertise in risk management, financial services, strategic financial planning, wealth management, corporate governance and 45 more skills. Colleagues describe him as "I hold Sean Graham in high regard for his integrity, legal skills and comprehensive knowledge of the financial planning industry. He is a unique professional who genuinely understands the value of financial advice. Sean actively conveys his clear vision and practical ideas for how advisers must develop their businesses through enhanced technology and client engagement. Millennium3 are lucky to have him as their advocate." and "In writing this recommendation, there were numerous words and examples that came to mind to represent my interactions and relationship with Sean. Then I recalled one of the main attributes that I have learnt personally from him - the ability to synthesise and make things practical. You see, Sean is a thought leader - a voice of reason and provider of innovative solutions at a time when businesses and the industry need them most. And to some of those words that came to mind initially -… Show more"

Sean Graham's Current Company Details
Assured Support

Assured Support

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Managing Director | Managing Complexity, Risk & Compliance | Regtech
sydney, new south wales, australia
Employees:
9
Sean Graham Work Experience Details
  • Assured Support
    Managing Director
    Assured Support Jan 2013 - Present
    Sydney
    Assured Support provides strategic compliance, risk management and governance support to advisers, brokers, technologists and independent and Institutional licensees. Adviser Reviews. Licensee Reviews. Advice Coaching. Workshops. Training. Policy Development. Complaints Management. Regulatory Engagement. Remediation. Due Diligence. Benchmarking. We offer expert compliance support. If we can help you call us on 02 9432 7879 or email us at help@assuredsupport.com. We understand that compliance (and the risk of non-compliance) creates significant costs for many businesses. It's also an increasing source of risk and stress for directors, staff and management. Assured Support offers OpenAFSL, a Licensee solution that helps our clients manage complex legal obligations simply, effectively and efficiently.Our web-app is an integrated compliance and risk management platform. Developed and tested over ten years, it provides an industry leading approach to compliance and regulatory risk that delivers substantial benefits. Assured Support can help ease your compliance burden. Our flexible and real-time solution is:> SECURE: Built on a reliable and safe cloud platform.> INTUITIVE: Built by experts in compliance, governance and risk for people who aren’t and don’t want to be. > PROVEN: Industry leading assurance processes, integrated certifications and embedded analytics provide transparency and comparability> COMPLETE: Single platform for managing everything from conduct risks to complaints, conflicts to breaches and remediation to recurring issues. > PRECISE: Dashboards, snapshots, metrics and multi-dimensional reporting provide you with evidence based and meaningful insight into your business.> OPEN: A dynamic, specialised application that is developed, supported and improved by an open and supportive community of users.
  • Finder.Com.Au
    Senior Counsel, Legal And Compliance
    Finder.Com.Au 2016 - Apr 2020
  • Bt Financial Group
    Due Diligence Manager
    Bt Financial Group Oct 2014 - May 2016
    Sydney, Australia
  • Suncorp Group
    Compliance, Risk And Regulation Consultant (Advice)
    Suncorp Group Jan 2013 - Aug 2014
    Sydney, Australia
  • Mills Oakley Lawyers
    Consultant
    Mills Oakley Lawyers Jun 2012 - Jan 2013
    Sydney
  • Millennium3 Financial Services
    Executive Director, Advice & Advocacy
    Millennium3 Financial Services Sep 2008 - Jun 2012
    Sydney, Australia
  • Association Of Superannuation Funds Of Australia
    Policy Officer (Contractor)
    Association Of Superannuation Funds Of Australia Apr 2008 - Sep 2008
  • Colonial First State
    Head Of Professional Standards - Cfp And Fwl
    Colonial First State Apr 2004 - Apr 2008
  • Zurich Solutions Limited
    Compliance Manager
    Zurich Solutions Limited Jul 2002 - Apr 2004
  • Bridges Financial Services
    Legal Counsel, Compliance
    Bridges Financial Services 2001 - 2003
  • Ernst & Young
    Compliance And Regulatory Practice
    Ernst & Young 1999 - 2001
  • Crown Solicitors Office
    Paralegal (Thredbo Inquest)
    Crown Solicitors Office 1998 - 1999
  • Towergroup
    Client Services
    Towergroup 1996 - 1998

Sean Graham Skills

Risk Management Financial Services Strategic Financial Planning Wealth Management Corporate Governance Superannuation Financial Planning Financial Advisory Investments Change Management Financial Risk Governance Portfolio Management Insurance Management Strategy Compliance Training Retirement Planning Vision Development Mentoring Legal Advice Strategic Planning Wealth Legal Compliance Presenter Pensions Business Strategy Dispute Resolution Relationship Management Technical Writing Thought Leadership Investment Strategies Life Insurance Operational Risk Management Quality Systems Estate Planning Income Protection Securities Presentations Coaching Financial Planners Regulatory Compliance Company Secretarial Work Strategic Communications Policy Presentation Coaching White Papers Risk Analytics Strategic Business Advice

Sean Graham Education Details

  • Macquarie University
    Bachelor Of Laws (Llb) Bachelor Of Arts (Ba)
  • Kaplan Professional
    Kaplan Professional
    Graduate Certificate In Financial Services
  • Kaplan Professional
    Kaplan Professional
    Fns40804 Graduate Certificate In Financial Services
  • Australian Stock Exchange
    Australian Stock Exchange
    Affliate Member
  • Securities Institute
    Securities Institute
    Graduate Certificate In Applied Finance And Investment
  • Tribeca
    Tribeca
    Diploma Of Financial Services

Frequently Asked Questions about Sean Graham

What company does Sean Graham work for?

Sean Graham works for Assured Support

What is Sean Graham's role at the current company?

Sean Graham's current role is Managing Director | Managing Complexity, Risk & Compliance | Regtech.

What is Sean Graham's email address?

Sean Graham's email address is sg****@****.com.au

What schools did Sean Graham attend?

Sean Graham attended Macquarie University, Kaplan Professional, Kaplan Professional, Australian Stock Exchange, Securities Institute, Tribeca.

What are some of Sean Graham's interests?

Sean Graham has interest in Social Services, Children, Civil Rights And Social Action, Politics, Education, Science And Technology, Arts And Culture.

What skills is Sean Graham known for?

Sean Graham has skills like Risk Management, Financial Services, Strategic Financial Planning, Wealth Management, Corporate Governance, Superannuation, Financial Planning, Financial Advisory, Investments, Change Management, Financial Risk, Governance.

Who are Sean Graham's colleagues?

Sean Graham's colleagues are Ben Moffatt, Kye Park, Rob Kay, Zoe Graham, Jason Holt, Amber Bai, Hyunwoo Nam.

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