Sean Graham Email and Phone Number
Sean Graham work email
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Sean Graham personal email
Sean Graham is a Managing Director | Managing Complexity, Risk & Compliance | Regtech at Assured Support. He possess expertise in risk management, financial services, strategic financial planning, wealth management, corporate governance and 45 more skills. Colleagues describe him as "I hold Sean Graham in high regard for his integrity, legal skills and comprehensive knowledge of the financial planning industry. He is a unique professional who genuinely understands the value of financial advice. Sean actively conveys his clear vision and practical ideas for how advisers must develop their businesses through enhanced technology and client engagement. Millennium3 are lucky to have him as their advocate." and "In writing this recommendation, there were numerous words and examples that came to mind to represent my interactions and relationship with Sean. Then I recalled one of the main attributes that I have learnt personally from him - the ability to synthesise and make things practical. You see, Sean is a thought leader - a voice of reason and provider of innovative solutions at a time when businesses and the industry need them most. And to some of those words that came to mind initially -… Show more"
Assured Support
View- Website:
- assuredsupport.com.au
- Employees:
- 9
-
Managing DirectorAssured Support Jan 2013 - PresentSydneyAssured Support provides strategic compliance, risk management and governance support to advisers, brokers, technologists and independent and Institutional licensees. Adviser Reviews. Licensee Reviews. Advice Coaching. Workshops. Training. Policy Development. Complaints Management. Regulatory Engagement. Remediation. Due Diligence. Benchmarking. We offer expert compliance support. If we can help you call us on 02 9432 7879 or email us at help@assuredsupport.com. We understand that compliance (and the risk of non-compliance) creates significant costs for many businesses. It's also an increasing source of risk and stress for directors, staff and management. Assured Support offers OpenAFSL, a Licensee solution that helps our clients manage complex legal obligations simply, effectively and efficiently.Our web-app is an integrated compliance and risk management platform. Developed and tested over ten years, it provides an industry leading approach to compliance and regulatory risk that delivers substantial benefits. Assured Support can help ease your compliance burden. Our flexible and real-time solution is:> SECURE: Built on a reliable and safe cloud platform.> INTUITIVE: Built by experts in compliance, governance and risk for people who aren’t and don’t want to be. > PROVEN: Industry leading assurance processes, integrated certifications and embedded analytics provide transparency and comparability> COMPLETE: Single platform for managing everything from conduct risks to complaints, conflicts to breaches and remediation to recurring issues. > PRECISE: Dashboards, snapshots, metrics and multi-dimensional reporting provide you with evidence based and meaningful insight into your business.> OPEN: A dynamic, specialised application that is developed, supported and improved by an open and supportive community of users. -
Senior Counsel, Legal And ComplianceFinder.Com.Au 2016 - Apr 2020 -
Due Diligence ManagerBt Financial Group Oct 2014 - May 2016Sydney, Australia -
Compliance, Risk And Regulation Consultant (Advice)Suncorp Group Jan 2013 - Aug 2014Sydney, Australia -
ConsultantMills Oakley Lawyers Jun 2012 - Jan 2013Sydney -
Executive Director, Advice & AdvocacyMillennium3 Financial Services Sep 2008 - Jun 2012Sydney, Australia -
Policy Officer (Contractor)Association Of Superannuation Funds Of Australia Apr 2008 - Sep 2008 -
Head Of Professional Standards - Cfp And FwlColonial First State Apr 2004 - Apr 2008 -
Compliance ManagerZurich Solutions Limited Jul 2002 - Apr 2004
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Legal Counsel, ComplianceBridges Financial Services 2001 - 2003 -
Compliance And Regulatory PracticeErnst & Young 1999 - 2001 -
Paralegal (Thredbo Inquest)Crown Solicitors Office 1998 - 1999
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Client ServicesTowergroup 1996 - 1998
Sean Graham Skills
Sean Graham Education Details
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Bachelor Of Laws (Llb) Bachelor Of Arts (Ba) -
Kaplan ProfessionalGraduate Certificate In Financial Services -
Kaplan ProfessionalFns40804 Graduate Certificate In Financial Services -
Australian Stock ExchangeAffliate Member -
Securities InstituteGraduate Certificate In Applied Finance And Investment -
TribecaDiploma Of Financial Services
Frequently Asked Questions about Sean Graham
What company does Sean Graham work for?
Sean Graham works for Assured Support
What is Sean Graham's role at the current company?
Sean Graham's current role is Managing Director | Managing Complexity, Risk & Compliance | Regtech.
What is Sean Graham's email address?
Sean Graham's email address is sg****@****.com.au
What schools did Sean Graham attend?
Sean Graham attended Macquarie University, Kaplan Professional, Kaplan Professional, Australian Stock Exchange, Securities Institute, Tribeca.
What are some of Sean Graham's interests?
Sean Graham has interest in Social Services, Children, Civil Rights And Social Action, Politics, Education, Science And Technology, Arts And Culture.
What skills is Sean Graham known for?
Sean Graham has skills like Risk Management, Financial Services, Strategic Financial Planning, Wealth Management, Corporate Governance, Superannuation, Financial Planning, Financial Advisory, Investments, Change Management, Financial Risk, Governance.
Who are Sean Graham's colleagues?
Sean Graham's colleagues are Ben Moffatt, Kye Park, Rob Kay, Zoe Graham, Jason Holt, Amber Bai, Hyunwoo Nam.
Not the Sean Graham you were looking for?
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Sean Graham
Glandore, Sa -
Sean Graham
Director Of Rugby |St Joseph'S Nudgee College; Founder & Director |Youth Rugby Coaches ForumBrisbane, Qld1nudgee.com -
Sean Graham
Coorparoo, Qld -
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