Highly skilled and experienced financial services and broker-dealer regulatory attorney with diverse legal skillset accumulated through significant experience working both in-house at a large, highly regulated financial services company as well as firsthand experience in regulatory/enforcement capacities. In my current role, I provide legal and regulatory advice to the global equities business, including the equities sales & trading desks, electronic trading, and the financing & clearing business. I provide a full range of legal services to these businesses including contract negotiations, regulatory advice, regulatory inquiries and examinations, managing litigation/arbitration matters, and incident mitigation/management. Most importantly, I work collaboratively with my internal business clients to distill complex legal and regulatory requirements into timely, actionable legal advice to ensure that new business products and initiatives are developed in an optimized manner and in compliance with the applicable regulatory framework.