PROCESS – Sanction Screening• Undertake a wide range of data gathering, evidence and analysis, identifying any Sanction related risks, deviations or deficiencies in the KYC or customer information/ suspicious transactions and report to Senior Manager Compliance to carry further investigation and necessary action. • Perform Sanctions investigation on name (Individual /Entity) screening.• Investigate and analyze Inward/ Outward SWIFT payment transactions in the Sanctions screening system.• Sending E-mail/RFIs and follow up with the RM to get required details from the Customer for suspicious transaction/ triggered alert if any other sanctions concern to sanction compliance team to get approval.• Collect information and documentation that may be treated as evidence.

PROCESS – AML KYC (Screening)• Global Client Screening (Batch & Real Time): Reviewing our customers updated details with the World check/ internal watch-list details.• Reviewing of individuals and business entities hit by high risk scenarios.• Identify potential sanctions screening matches, review to identify false positives.• Coordinates with Country compliance/Branch to obtain additional information.• Real time pre/post transaction screening.• Updating Daily MIS Report and forwarding the same for Management Review.• Worked for Middle-East region.

PROCESS – Payment Investigations (CITI BANK project)• Based on remitter query Investigate the payment transaction through Stars application (PEGA).• Investigate queries and request that received from Clients and correspondent banks in chain via SWIFT, E-Mail, Fax and Citi direct.• Investigate the payment of CITI World link product customer only.• Using the Payment Platform like GPP, Cosmos, GBS.• Knowledge on SWIFT message like MT103 and MT202.

PROCESS 1 – Payment gateway (CITI BANK project)• Expertise on company filings like major operation MIS, Online transactions routing, Reconciliation, Settlement, Refund, Rewards, Maintenance, Internet operation, ALERTS and Customer queries handling and fulfilled client requirements.• Working on databases, Eclipse, Talishma, Armor, Isign viewer and other databases which was used to fulfill the client requirements.• Interacting with the clients on a regular basis to address the daily issues, to get clarified on requests and to manage the workflow properly.• Worked with clients on special assignments, conducted required projects and fulfilled client’s requirements which have benefit to the clients as well as gets customer satisfaction.• Workflow management.PROCESS 2 – AML/KYC team (SCB project)• Primary responsibility: Financial Secured services of Stranded Chatted banking and preventing money laundering, counter terrorism, counter narcotics tracking and other security services. Find the suspicious activities in the transaction.• Review existing KYC files in bank’s database and identify the Terrorist activities (unusual activities).• Differentiate our customers and terrorists in using our vendor source system and transaction details.• Performing PEP and Name screening activities. • Secondary responsibility: Pushing the cases into Detica system and maintain my team members target lists.