Sergio V. Leal

Sergio V. Leal Email and Phone Number

Chief Compliance Officer and Chief Privacy Officer @ University of Houston System
Bellaire, TX, US
Sergio V. Leal's Location
Bellaire, Texas, United States, United States
Sergio V. Leal's Contact Details
About Sergio V. Leal

I am an international anticorruption and white collar attorney based in Houston, Texas with experience supporting publicly traded companies that have been penalized for violations of the U.S. Foreign Corrupt Practices Act (FCPA). Previously, I served on Ericsson’s Legal & Compliance team as VP, Head of Compliance for North America, Europe, Latin America, and M&A Compliance. At Ericsson, I supported the company's compliance remediation efforts tied to its DOJ Monitorship and $1.06 billion dollar penalty. I was also the Chief Compliance Officer of Layne Christensen Company, where I led the company to a successful FCPA settlement resolution with the SEC. After Layne, I joined Bilfinger's Global Compliance Leadership Team and helped the company resolve its extended DOJ-FCPA Monitorship. Before my anticorruption compliance practice, I was a civil and commercial litigator at private law firms, beginning my career at Baker Botts LLP. Outside of work, I serve as Chair of Family Houston, am a Past President of the Hispanic Bar Association of Houston, and sit of the Economics Advisory Committee of The University of Texas at Austin, my beloved alma mater.

Sergio V. Leal's Current Company Details
University of Houston System

University Of Houston System

View
Chief Compliance Officer and Chief Privacy Officer
Bellaire, TX, US
Website:
uhsystem.edu
Employees:
28
Sergio V. Leal Work Experience Details
  • University Of Houston System
    Chief Compliance Officer And Chief Privacy Officer
    University Of Houston System
    Bellaire, Tx, Us
  • University Of Houston System
    Chief Compliance Officer
    University Of Houston System 2024 - Present
    Houston, Tx, Us
  • Tsu Thurgood Marshall School Of Law
    Adjunct Professor
    Tsu Thurgood Marshall School Of Law 2023 - Present
    Anti-Corruption and Compliance Law
  • Ericsson
    Head Of Compliance
    Ericsson 2019 - 2024
    Kista, Stockholm, Se
    ● Head of Compliance for North America, Europe, Latin America and Mergers & Acquisitions.
  • Bilfinger
    Head Of Compliance
    Bilfinger 2017 - 2019
    Mannheim, Baden-Würtemberg, De
    ● Head of Compliance for North America Division of publicly-traded, global industrial services company.● Enforced obligations mandated under the company’s Extended Deferred Prosecution Agreement with the U.S. Department of Justice for violations of the FCPA and associated Monitorship. Case dismissed June 2019.● Member of the company’s Global Compliance Leadership Team, Global Third Party Due Diligence Leadership Team, and the North America Leadership Team.● Advised CEOs, CFOs and other executives on Code of Conduct, internal investigations, governance, policies and procedures, regulatory topics, and other legal & compliance matters.● Provided counsel on the company's highest risk third parties in the Middle East, Asia & Europe.● Managed employee discipline matters with VP of HR and HR Department Heads.● Supervised 4 employees.● Other areas of responsibility included trade, antitrust, sanctions, and data privacy.
  • Layne Christensen
    Chief Compliance Officer
    Layne Christensen 2014 - 2017
    Kansas City, Kansas, Us
    ● Compliance executive reporting to the Board of Directors for publicly-traded drilling company in the oil & gas, minerals, and water sectors. ● SEC-FCPA: In 2016, obtained full release from 2014 SEC settlement obligations.● Met with SEC's FCPA Unit in Washington, D.C. to provide status reports on the company's compliance program.● Advised the Board of Directors and corporate executives on regulatory matters, Sarbanes-Oxley, internal investigations and the company's compliance initiatives. ● Led and oversaw all company internal investigations.● Negotiated agreements with business partners, subcontractors, and suppliers.● Supervised outside counsel and legal expenses, and managed 12 employees across the company's domestic and international operations.● Served as Interim Managing Counsel, Litigation (2015).
  • Mcdermott International, Inc.
    Ethics & Compliance Counsel - Americas, Europe & Africa
    Mcdermott International, Inc. 2013 - 2014
    Houston, Texas, Us
    ● Provided legal counsel to publicly-traded engineering and construction corporation with global operations in the oil & gas sector.● Advised management on contract negotiations, government regulations, allegations of improper business conduct, litigation, and employee discipline.● Implemented and enhanced company’s ethics and compliance program in the Americas, Europe, and Africa.● Negotiated agreements with business partners, subcontractors, and suppliers.● Trained employees on labor and employment, antitrust, business ethics, and international anti-corruption laws.● Managed Ethics Hotline and investigated allegations of employee misconduct. ● Revised and enforced policies and procedures.
  • Merlin Law Group, P.A.
    Trial Attorney
    Merlin Law Group, P.A. 2010 - 2013
    Tampa, Florida, Us
    ● Represented large public and private companies, small businesses, and individuals. ● Developed clients, secured matters, set trial strategy, selected experts, and negotiated settlements. ● Conducted depositions of CEOs, large investors, corporate representatives, subject matter experts, and material witnesses in multimillion-dollar litigation.● Drafted pleadings and motions, prepared and responded to discovery, and presented oral arguments as lead attorney.● Practiced in state and federal courts.
  • Baker Botts L.L.P.
    Associate
    Baker Botts L.L.P. 2007 - 2009
    Houston, Texas, Us
    ● Practice included labor and employment, commercial litigation, antitrust, and corporate.● Researched and wrote memoranda, drafted motions, prepared discovery, reviewed documents, assisted with depositions and mediations, and advised clients on business risks. ● Practiced in state and federal courts. ● Clients included PepsiCo Inc., ASARCO, Accenture plc, Dominion Resources, Inc., Reliant Energy, The Houston Rockets, and Noble Energy, Inc.
  • Bracewell & Giuliani Llp
    Summer Associate
    Bracewell & Giuliani Llp Jun 2006 - Aug 2006
    Houston, Tx, Us
  • Baker Botts
    Summer Associate
    Baker Botts May 2006 - Jun 2006
    Houston, Texas, Us
  • Texas Riogrande Legal Aid
    Summer Law Clerk
    Texas Riogrande Legal Aid May 2005 - Jul 2005
    Mercedes, Texas, Us

Sergio V. Leal Skills

Litigation Commercial Litigation Corporate Governance Corporate Law Civil Litigation Legal Writing Mediation Fcpa Joint Ventures Competition Law Due Diligence International Law Legal Compliance Internal Investigations Dispute Resolution Litigation Management Legal Research Trials Courts Employment Law Trade Secrets Legal Advice Strategy Risk Management Analytical Skills Business Process Improvement Project Management Strategic Planning Microsoft Office Microsoft Excel Microsoft Word Microsoft Powerpoint Leadership Management Drafting Policies Trade Compliance Sox Internal Controls Public Speaking Customer Service Training

Sergio V. Leal Education Details

  • Columbia Law School
    Columbia Law School
    Law
  • The University Of Texas At Austin
    The University Of Texas At Austin
    Economics
  • Lamar High School
    Lamar High School
    Student Body President

Frequently Asked Questions about Sergio V. Leal

What company does Sergio V. Leal work for?

Sergio V. Leal works for University Of Houston System

What is Sergio V. Leal's role at the current company?

Sergio V. Leal's current role is Chief Compliance Officer and Chief Privacy Officer.

What is Sergio V. Leal's email address?

Sergio V. Leal's email address is sv****@****ail.com

What is Sergio V. Leal's direct phone number?

Sergio V. Leal's direct phone number is +128147*****

What schools did Sergio V. Leal attend?

Sergio V. Leal attended Columbia Law School, The University Of Texas At Austin, Lamar High School.

What are some of Sergio V. Leal's interests?

Sergio V. Leal has interest in Children, Civil Rights And Social Action, Education, Environment, Poverty Alleviation, Human Rights, Arts And Culture.

What skills is Sergio V. Leal known for?

Sergio V. Leal has skills like Litigation, Commercial Litigation, Corporate Governance, Corporate Law, Civil Litigation, Legal Writing, Mediation, Fcpa, Joint Ventures, Competition Law, Due Diligence, International Law.

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