Sergiu Sagaidac Cams-Rm, Aica, Pior Email & Phone Number

London, England, Gb

London, England, Gb

London, Gb

• Produced and reviewed the AML, Risk Management & Governance Policies & Procedures • Prepared and submitted reports• Conducted compliance oversight, risk assessment and maintained the Risk Register• Drafted Outsourcing Agreements and reviewed the outsourcing arrangements

London, Gb

London, Gb

• Ensured the transition to the new CEO• Managed the Firm’s processes and business during the transition period to the new CEO• Reviewed and signed contracts with vendors• Provided legal opinions and negotiated contracts

Tallinn, Tallinn, Ee

• Produced and reviewed the AML, Risk Management & Governance Policies & Procedures • Provided Compliance Opinions• Conducted Compliance Oversight, Risk Assessment and Maintained the Risk Register

• Drafted the AML/CTF/KYC, Risk Management policies & procedures.• Deployed the transaction monitoring systems (Chainalysis, ComplyAdvantage)• Conducted investigations and disclosed SARs.

Aschheim / Munich, Bavaria, De

• Built and implemented the Risk & Compliance Framework• Deployed new Transactions Monitoring and Risk Assessment automated tools• Conducted Risk Assessments, produced Risk & Compliance Reports and Risk Response Plans• Conducted Record of Processing Activities & Data Privacy Impact Assessments

Sydney, Nsw, Au

• Conducted the CDD and Onboarding Review based on core elements: policies, procedures, processes, systems, controls, training, knowledge and competency, risk assessment, and record keeping.• Provided consultancy and opinions on financial crime and international sanctions-related matters.

Brentford, Gb

• Passed with excellence the FCA Thematic AML Review• Ensured compliance with the regulatory requirements PSD2/PSR2017, GDPR, CFA2017• Handled and contributed to the re-authorisation application under PSD2/PSR2017.

• Structured and produced the Compliance Management System endorsed by PwC. Generated a cost-saving of £70k compared to PwC’s offer• Advised on compliance with regulatory requirements

Chişinău, Md

• Produced and implemented the Compliance Management Framework• Conducted compliance reviews and QC

Chisinau, Md

• Produced and implemented the Risk Management Framework• Conducted risk assessments. Produced Risk Reports & Risk Response Plans

Chisinau, Md

• Assured the ongoing monitoring of transactions with a risk-based approach. Investigated flagged transactions, opened cases and completed Suspicious Activity Reports • Conducted QC activity and compliance reviews on CDD and Onboarding of corporate customers

• Acted as the Liaison Officer during summits and ministerial conferences• Acted as interpreter and translator from English to Russian/Romanian and vice versa• Managed the EaP flagship initiatives such as ‘Support for SMEs’, ‘Regional Cooperation’• Managed the file of ‘Global Financial Crises’• Produced speeches for high-rank officials with the occasion of events, bilateral and multilateral visits• Received ‘Thank You’ letter and the title of “Civil Servant of Third Class”

Level 7 Diploma, Law

Msc, Economics (Concentration: Banking)

Bsc, Economics (Concentration: International Economic Relations)