Serhii Ustinov Email and Phone Number

Achievements:• Transformation of internal audit to add value modern function• Brought IA function to conformance with International Standards of internal auditing• Successful external assessment by KPMG• Received “exceeds expectations” assessment from the Audit Committee for the last two consecutive years• Development of effective recommendation monitoring process (performance level - 96%)• Implementation of continuous competencies development and carrier plans for internal auditors• Establishment of effective IT audit • Elaboration of Strategy of the IA function development based on SWOT, Maturity Model, Bank’s Strategy, IT and IS Strategy, Data Analysis models.Tasks:• Overall Coordination of the planning, execution and reporting of the audit activities• Management and development of IA’s managers and staff • Preparation of risk-based annual audit plan• Elaboration and implementation of internal audit development plan• Quality Assurance and Improvement Program• Communication with Bank’s Audit Committee, Management Board.

• Preparation and monitoring of Annual Audit Plan and Budget;• Coordination of the planning, execution and control of the yearly audit activities;• Performing audits of the most significant operations, services, processes, new and changed control activities on the stages of their development, implementation and functioning.• Development and implementation of internal audit methodologies;• Software Project Management and Administration (Java, MySQL, Access);• Elaboration and maintenance of Risk Map;• Coordination with Group Internal Audit;• Participation in Group projects;• Reporting to Group Internal Audit, local Supervisory Board, Audit Committee and Management Board.

• Preparation and monitoring of Annual Audit Plan and Budget;• Coordination of the planning, execution and control of the yearly audit activities;• Development and implementation of internal audit methodologies;• Software Project Management and Administration (Java, MySQL, Access);• Elaboration and maintenance of Risk Map;• Performing audit engagements, conducts interview with key personnel of processes, carry out field work, preparation reports, communication and discussion results with auditee, perform follow-up; • Coordination with Group Internal Audit;• Participation in Group projects;• Reporting to Group Internal Audit, local Supervisory Board, Audit Committee and Management Board.