Seth Frimere Email & Phone Number

New York, Ny, Us

New York City Metropolitan Area

I focus on providing wealth management solutions to families, professional executives and business owners. Together with my team, I help affluent clients address their biggest concerns like: • preserving their wealth• risk management • mitigating taxes• taking care of their heirs• wealth transfer• charitable giving• employee benefits and retention services• retirement planning strategies• estate strategies• business continuation strategiesEveryone’s economic and life situation is unique, and I keep that in mind when providing financial guidance. I believe that personalized service is essential when matching clients with the right financial security products and services. As a Financial Professional, I am dedicated to learning about client’s personal goals. Together we will use those goals to build financial security tactics focused on an individual client’s specific needs.If you ever have questions about your plan for the future or about specific financial products, connect with me today. I will set up a time to meet with you (in person or via Zoom) to review your needs and address any questions you may have.I am licensed to sell insurance in: CT, FL, NC, NJ, NY, PA, SC and securities in: CT, FL, NC, NJ, NY, PA, SC. I am a registered representative of and offer securities through MML Investors Services, LLC. Member SIPC. www.SIPC.org 420 Lexington Avenue, 25th Fl Suite 2510, New York, NY 10170.(212) 578-0300. CRN202508-2925785

120 Broadway, Suite 2900; New York, Ny 10271

Agent licensed to sell insurance through New York Life Insurance Company.

120 Broadway, Suite 2900; New York, Ny 10271

Registered Representative offering securities products and services through NYLIFE Securities LLC, Member FINRA/SIPC, A Licensed Insurance Agency. Focused on LLC helping clients to create, build and preserve wealth.

1411 Broadway - 28Th Floor, New York, New York

Vice President, Portfolio Manager and Trader May 1996 - September 2015Managed multiple money market mutual fund portfolios totaling $20 billion in net assets, each separately consisting of taxable, tax-free, and offshore US dollar-denominated securities. Ensured the timely purchase and sale of all applicable securities, adhering to strict portfolio investment guidelines.• Enhanced funds yield and market competitiveness by performing research, incorporating new economic data, using trading systems/software, and implementing new investment philosophies. • Maintained funds’ diversification while meeting all SEC and IRS regulations.• Promoted by senior management for deep product, industry, and market knowledge as well as exceptional client relationship skills. • Entrusted with several sub-advisory relationships (Burnham and Saratoga) which entailed management of their portfolios and the creation and delivery of quarterly presentations to their respective Boards of Directors.Senior Accountant, Fund Accounting Department June 1993 – May 1996• Administered all appropriate day-to-day back-office accounting operations for money market and equity mutual funds.• Completed market surveys; organized internal and external audits, prepared financial statements, and liaised with multiple teams about compliance reporting.• Performed budget analyses and prepared informational packages for the Board of Directors.• Trained, mentored, and managed staff accountants and coordinated their work schedules.

Master Of Business Administration (M.B.A.), Finance And Investments

Bachelor Of Science (B.S.), Accounting

Activities and Societies: Beta Theta Pi Fraternity