Director Of Compliance
Current• Collaborate with legal counsel to address regulatory inquiries and enforcement actions, ensuring 100% compliance with reporting deadlines. • Serve as the primary liaison with regulatory agencies and ensure timely reporting.• Develop and maintain compliance policies, procedures, and training programs.• Conduct compliance audits and trend analysis to identify and mitigate risks.• Lead investigations and resolutions of compliance-related incidents and consumer complaints.• Prepare and present detailed compliance reports to senior management and the Board of Directors, driving informed decision-making. • Manage and mentor the compliance team to foster professional development.