Shalini Jerome Email & Phone Number

Bonnyrigg, Gb

Edinburgh, Scotland, United Kingdom

Edinburgh, Scotland, United Kingdom

Analysing and investigating through the end to end lifecycle of remediation for different type of entities and carrying out CDD checks as per the risk appetite of RBSI , with adhering to regulatory compliance standards for clients based in Luxembourg. Working on regulated funds which are subject to authorization and supervision by the Commission de Surveillance du Secteur Financier (the CSSF)Worked on foreign entities registered with the RCS ( Trade and Companies Register) which also fall within the scope of the RBE law(Register of Beneficial Owners ) as Registered Entities, to obtain information on their beneficial ownership.Managed productivity through effective WIP management ensuring timely completion and submission of cases to be accessed by QC, thereby completing the remediation cycle for the assigned client group.Responsible for transaction analysis (TA) undertaking line by line review to identify potentially suspicious or fraudulent activities.

Edinburgh City, Scotland, United Kingdom

• Responsibility for undertaking day to day compliance tasks and prioritising these accordingly.• Developing and maintaining compliance policies & processes.• Assessing the adequacy and effectiveness of measures, controls and procedures put in place to ensure compliance with regulatory obligations for Customer Due Diligence (including Simplified and Enhanced Due Diligence)• Stakeholder Engagement (Internal and External)• Screening for Politically Exposed Persons and Sanctioned Individuals• High Risk European Entities EDD review and On-Boarding• Experience working on complex organisational structures, Funds, Partnerships, Trusts, Charites, LLPs with successful client outreach.• Training and Quality Checking Controls for new colleagues, taking over team-lead opportunities when requirement arises.

Edinburgh, Scotland, United Kingdom

• Ensuring Compliance with CDD standards, Group Policy and legal requirements relevant to Anti-Money laundering and Counter-Terrorist Financing.• Analyze and fulfil the requirements of KYC/KYB in line with commercial bank CDD Standards and FCA Guidelines. • Undertaking periodic reviews for high-risk business and commercial clients, ensuring that all CDD (Customer Due Diligence) information is relevant and up to date. • Being aware and understanding mitigation of risk and escalating appropriately. • Completion of all mandatory risk training and adherence to Lloyds Banking Group Values. • Appreciation from QCs for 100% clean passes with no errors or feedback or actions of improvement. • E-cards and Appreciation from Assistant Manager (Client Service Delivery) and Line Manager.

Edinburgh, Scotland, United Kingdom

• Safeguarding Officer at HSBC, Remediation Services, Commercial Banking • Receiving, Analyzing and Gathering Documentation for HSBC Commercial customers to fulfil the requirements of KYC (Know Your Customer) in line with the CDD (Customer Due Diligence) Standards for HSBC. • Ensuring compliance with HSBC's standards and policy to adhere to regulatory requirements in terms of Anti-Money Laundering (AML) and Sanctioned countries. Recognizing Politically Exposed Persons (PEP's) or Special Category Clients (SCC's) in relation to connected parties on HSBC Commercial Accounts. • Raising Complaints, Guiding Commercial Customers with Dormancy Markers and completing Safeguarding reviews as per regulatory requirements. • Recognition of financial or regulatory risk by investigating ownership, source of funds and source of wealth. Creating Money Laundering Suspicious Activity Reports (SARs) and Unusual Activity reports, including consent issues, to assist in the achievement of the bank's objectives, which are primarily to fulfil the internal and external reporting requirements under the terms of HSBC operation.

Cambridge, England, United Kingdom

• Served as a Brand Ambassador for HSBC UK, delivering an exceptional customer experience through identifying and fulfilling all customer needs at the first point of contact. • Demonstrated sound understanding of the bank's products and services, articulating these to the customer in an engaging and confident manner. Working as a Cashier, CSO - Account Opening, Credit Cards and Lending. • Creating Money Laundering Suspicious Activity Reports (SARs) and Unusual Activity reports, including consent issues, to assist in the achievement of the bank’s objectives, which are primarily to fulfil the internal and external reporting requirements under the terms of HSBC operation. Delivering multi-channel propositions by providing service excellence, educating the customer around the best solutions to meet their needs. Identifying common fraud/errors/irregular transactions, taking appropriate actions to resolve/refer.

Certification In Retail Banking Conduct Of Business, Banking And Financial Support Services

Bachelors Of Engineering, Electronics And Communication Engineering, First Class