- Working for some of the largest Asset Management clients across US region.- Performs SOX testing for leading investment management clients. - Review and execute SSAE16 testing for investment management clients.- Different types of report worked on:- SSAE16 (Type 1 and Type 2), SOX, CPER, Broker-Dealer and Security count.- Supporting clients in PMO activities.- IAT - Worked on operational controls effectiveness testing of business process related to expenditure, revenue, payroll and other areas.- Mapping controls against the COSO framework to help identify gaps in designs and how to mitigate them.- Responsible for timely testing of controls and ensuring quality delivery.- Responsible for modifying Risks and Controls Matrices including design of controls.- Responsible for drafting and modifying the control activity and test procedures- Participate and lead walkthroughs with client for some of the business processes. - Coaching & mentoring of new team members.- Perform various tests under GIPS to ensure that the client fairly evaluated their past performance.- Major business processes covered: Reconciliations, Corporate Actions, Pricing, Trading, New Account Setup and Maintenance.- Conducting trainings for new hires.

1st Project - Process Review of Shared Operation (Finance) Services to evaluate the processes set in and track its effectiveness and accuracy and check for any flaws therein.2nd Project - Performed internal audit which included reviewing of contacts, listing down non-compliance and comment upon its commercial aspect to ensure Internal Audit Compliance to Pre CAG requirement.

Awarded Spot Award for Outstanding Performance at work in 2009.Part of a team which was instrumental in migrating work from US offices to India.Responsibility of preparation and presentation of Monthly Wealth Management Report.Auditing and verification of financial data accounting entries.Reconciliation of accounts monthly.Re-engineering the process by designing a Macro Programme resulting in time and cost saving for the organisation