Shamima Adam Email & Phone Number

Toronto, ON, CA

Toronto, Ontario, Canada

• (effective 18Mar2024)Oversight of the teams from multiple aspects, business liaison, and driving operational efficiencies.
• Responsible for Governance, Controls, Deficiency Management.
• Driving Risk Assessments & Presentations to Risk Committees.
• Managing audits, addressing operational risks and regulatory risks.
• Monitoring regulatory projects.
• Coaching and guidance of staff.

Bay Street, Toronto, Canada

(effective 27Feb2023)Key business liaison of Simplii Financial (digital banking division of CIBC) vis-à-vis stakeholders and infrastructure partners, ensuring adherence to regulatory requirements, governance & controls, overseeing risk assessment/management/mitigation of new initiatives, and driving operational excellence.

Worldwide

Gifting the self with time off paid work, to pause and reset and refocus.- Travelling, Exploring places & cultures- Reading, Learning and Rethinking

Toronto, Ontario, Canada

Managing and accountable for execution of AML/KYC Due Diligence for institutional clients globally. Developing and implementing adequate policies & sustainable procedures within a robust AML Compliance program and governance framework. Key partner in the implementation of a new Client Lifecycle Management technology tool (Fenergo). Structuring, building.

Bay Street

Managing, transforming and leading the Capital Markets Client AML/KYC Due Diligence team, meeting the strategic business goals and delivering on the day-to-day needs. Leading a lean team in a constantly evolving environment; with new regulations, new processes and added complexities. Strategizing and building efficiencies across the team to attain the.

Bay Street

Managing Client On-boarding team in conducting due diligence to ensure AML/KYC policies & procedures are in place and adhered to, and ensure risk is mitigated whilst making sure the client experience is impeccable. Overseeing client on-boarding, reporting and technological needs through a complex infrastructure involving multiple stakeholders.

Toronto, Ontario, Canada

Managing day-to-day operations, policy support and initiatives. Leading and ensuring effective implementation of advisor teaming and succession legal agreements. Monitoring and analyzing advisor performance and reporting to management. Modeling financial viability of wealth advisor recruits. Collaborating with commissions and payroll departments to ensure.

Toronto, Ontario, Canada

Responsible for client support of 75% ($150 million) of team's assets under management; that included 100% ($100 million) of the HNW clients. Ensuring Know Your Client guidelines are followed. Managing and coaching the team and ensuring smooth operations.- Successfully coordinated team move and transfer of assets from Assante Capital Management to.

Toronto, Ontario, Canada

Responsible for professional client support. Ensuring Know Your Client guidelines are followed. Managed the team, the team administration and payroll. Organized client appreciation events.- Built very strong client relationships, which translated into more than 93% of the clients transferring over to ScotiaMcLeod when move was made in July 2006- Encouraged.

Mauritius

Responsible for administration of large Defined Contribution (DC) pension plans. Supervised administration of Defined Benefit (DB) plans and smaller DC pension plans. Coached staff in preparation and validation of data destined for actuarial valuations. Conducted presentations to prospective and new clients.- Managed the DC system integration project.

Bcom, Actuarial Science/Finance

Activities and Societies: Treasurer - Mauritian and Islander Student Society.Awarded a fully-paid scholarship.

University Of Cambridge High School Certificate, British A Levels, Scholarship Winner

Certificate, Canadian Securities Course & Canadian Practices Handbook, Honours

Certificate, Indigenous Canada, Native Studies (History), 91%

Certificate, The Science Of Well-Being (Psychology), 97%