Shane Danner, Crps® Email & Phone Number

Establishing and maintaining a robust compliance framework, providing education and guidance, monitoring activities for adherence to regulations, and addressing any compliance issues that may arise.Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer. Member FINRA/SIPC. finra.org.

Austin, Texas

Austin, TX

Dallas/Fort Worth Area

Responsible for month end journal entries and reporting; Calculate and publish daily sales information for multiple business units; Assist in the preparation of annual budget and mid-year forecast models

Dallas/Fort Worth Area

Oversee the timely execution of workflow to meet the service level agreement; Team lead for a team of five, while processing incoming and outgoing money movements for brokerage and advisory accounts, including checks, wires, journals and EFTs; Communicate with financial advisors and their assistants to complete proper movement and disbursements of.

Dallas, TX

Implemented Integrated Cashiering Platform for financial advisors, allowing them to request client distributions directly rather than complete paperwork for further data entry; Responded to internal audit inquiries; Created policies and procedures for Cashiering Department; Created reconciliation reports for daily check and security deposits; Executed.

Dallas/Fort Worth Area

Processed money movement transactions for brokerage and advisory investment accounts, including checks, wires, journals and EFTs; Became subject matter expert for internal and external clients;

Dallas/Fort Worth Area

Serviced annual reporting of non-qualified benefit plans for Gulf Coast and Mid-West community bank clients; Completed various ad hoc reporting requests from clients; Selected to represent department on green team initiative and helped implement several of its projects.

Dallas/Fort Worth Area

Performed daily door to door presentations to acquire new clients; provided information and tools o client to help achieve their long-term financial goals; Contacted clients and prospects about new investment opportunities.

Pearland, TX

Operated and managed new in-store credit union branch with staffing of five employees and received a high customer satisfaction rating; Analyzed financial position of members to determine degree of risk involved in extending credit or lending money; Cross sold credit union products and services; Mentored branch staff to implement accurate and dependable.

Bba, Finance

Bachelors, Finance

Activities and Societies: Delta Sigma Pi