Shannon Bean, Jd, Llm

Shannon Bean, Jd, Llm Email and Phone Number

Senior Compliance Consultant @ IMP
Albuquerque, NM, US
Shannon Bean, Jd, Llm's Location
Albuquerque, New Mexico, United States, United States
Shannon Bean, Jd, Llm's Contact Details

Shannon Bean, Jd, Llm work email

Shannon Bean, Jd, Llm personal email

About Shannon Bean, Jd, Llm

Passionate and experienced professional focused on the ways finance, law, and ethics intersect to improve our world. I believe deeply in the power of people, movements, and markets to make change, and in the duty we have to be good stewards of that change. These beliefs have been integral in each step of my career, from studying social work as an undergraduate, to my work as a compliance professional in financial services firms. It all comes back to the importance of healthy and ethical systems that make our world better, not just for ourselves, but for generations to come.

Shannon Bean, Jd, Llm's Current Company Details
IMP

Imp

View
Senior Compliance Consultant
Albuquerque, NM, US
Website:
impconsults.com
Employees:
29
Shannon Bean, Jd, Llm Work Experience Details
  • Imp
    Senior Compliance Consultant
    Imp
    Albuquerque, Nm, Us
  • Imp
    Compliance Practice Leader
    Imp May 2024 - Present
    Boston, Ma, Us
    IMP is a FinTech & RegTech consulting firm serving buy-side investment managers worldwide. With unparalleled experience and deep buy-side industry expertise, IMP is a trusted partner for investment managers on their Order Management (OMS), Compliance, and Risk Systems. As the Compliance Practice Lead, I am responsible for managing and developing the overall compliance practice at IMP. This includes managing compliance workflows and IMP’s overall CLEAR Compliance® offering, growing the practice through client relationship management and business development, ensuring the practice meets P&L goals, as well as growing and developing IMP’s team of compliance consultants.IMP is proudly certified and recognized as a Women Owned Business by the Women’s Business Enterprise National Council (WBENC), the largest certifier of women-owned businesses in the United States of America, and a leading advocate for women business owners and entrepreneurs.
  • Imp
    Senior Compliance Consultant
    Imp Aug 2022 - May 2024
    Boston, Ma, Us
  • Imp
    Compliance Consultant
    Imp Jul 2021 - Aug 2022
    Boston, Ma, Us
  • Whitebox Advisors Llc
    Compliance Manager
    Whitebox Advisors Llc Sep 2018 - Jul 2021
    Minneapolis, Minnesota, Us
  • Whitebox Advisors Llc
    Compliance Associate
    Whitebox Advisors Llc May 2016 - Sep 2018
    Minneapolis, Minnesota, Us
    Whitebox Advisors was founded in 1999 and provides investment advisory services exclusively to hedge funds and certain institutional accounts.Our team looks globally across capital structures and markets, for attractively priced asset claims. We then seek to isolate the claims we want to own from the risks we don’t, to construct positions with limited risks and asymmetric upside potential.Whitebox has offices in Minneapolis, Austin, New York, London, and Sydney.
  • Parametric
    Compliance Associate
    Parametric Sep 2014 - May 2016
    Seattle, Washington, Us
    Parametric has been providing engineered portfolio solutions to institutional and private clients for over a quarter of a century, with a sharp focus on implementation excellence and client-specific customization.Today, Parametric offers systematic alpha strategies that seek to outperform designated benchmarks on a risk-adjusted basis by applying systematic, rules-based asset class exposure. Our customized exposure management solutions use individual securities, exchange-traded funds, futures, options and other derivative instruments to construct and manage portfolios to assist clients in meeting their market exposure, risk management, tax management and return objectives.
  • Feltl And Company
    Law And Compliance Clerk
    Feltl And Company Aug 2013 - Aug 2014
    Regional securities brokerage and investment banking firm with two major business lines: the Private Client Group and the Equity Capital Markets Group.
  • Community Justice Project
    Certified Student Attorney
    Community Justice Project Jan 2013 - May 2013
    Component of the University’s Legal Services Clinic with a focus on civil rights, legislative advocacy, and institutional reform.• Co-Recipient of the Mission Award for Scholarly Engagement and Societal Reform. • Drafted a research report and impact statement on the impact of the high cost of prison phone calls on inmates, families, and community members.• Advocated for policy change on the disproportionately high cost of phone calls from prisons through legislative lobbying, hosting community meetings, and developing marketing materials.

Shannon Bean, Jd, Llm Skills

Investment Compliance Investment Advisers Act Investment Company Act Hedge Funds Legal Compliance Securities Securities Regulation Securities Market Broker Dealer Private Funds Financial Law Legal Writing Legal Research Public Policy Westlaw Powerpoint Policy Lexis Microsoft Office Legal Issues Grassroots Organizing Risk Management Sec Filings Finra Financial Services Policy Analysis Mutual Funds Legal Documents Corporate Law Community Banking Legislative Relations Manage Client Relationships Social Media Digital Marketing Experience Sales Building Relationships Customer Service Retail Retail Sales Social Services Volunteering Community Organizing Finance Document Review Regulations Lexisnexis

Shannon Bean, Jd, Llm Education Details

  • University Of St. Thomas School Of Law
    University Of St. Thomas School Of Law
    Organizational Ethics & Compliance
  • University Of St. Thomas School Of Law
    University Of St. Thomas School Of Law
    Law
  • Stephen F. Austin State University
    Stephen F. Austin State University
    Social Work

Frequently Asked Questions about Shannon Bean, Jd, Llm

What company does Shannon Bean, Jd, Llm work for?

Shannon Bean, Jd, Llm works for Imp

What is Shannon Bean, Jd, Llm's role at the current company?

Shannon Bean, Jd, Llm's current role is Senior Compliance Consultant.

What is Shannon Bean, Jd, Llm's email address?

Shannon Bean, Jd, Llm's email address is sh****@****ail.com

What schools did Shannon Bean, Jd, Llm attend?

Shannon Bean, Jd, Llm attended University Of St. Thomas School Of Law, University Of St. Thomas School Of Law, Stephen F. Austin State University.

What skills is Shannon Bean, Jd, Llm known for?

Shannon Bean, Jd, Llm has skills like Investment Compliance, Investment Advisers Act, Investment Company Act, Hedge Funds, Legal Compliance, Securities, Securities Regulation, Securities Market, Broker Dealer, Private Funds, Financial Law, Legal Writing.

Who are Shannon Bean, Jd, Llm's colleagues?

Shannon Bean, Jd, Llm's colleagues are Lenice De Souza Leoncio, Giovanni Giovannelli, Eric Kumar, Evan Vogler, Mark Makiell, Amanda Pingkan, Tina Baxter.

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.