Specialties: compliance consulting firm specializing in assisting small finra-registered broker-dealers remain in compliance.
Imhoff Consulting Project, Offering Custom Compliance Services To Broker-Dealers
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OwnerImhoff Consulting Project, Offering Custom Compliance Services To Broker-Dealers 2006 - PresentCompliance consulting services to FINRA member firms.
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Senior Compliance ConsultantRegulatory Compliance Llc Sep 1997 - Apr 2006Sole author of new compliance procedures and AML procedures for BD's. Performed mock audits, AML testing, branch office reviews and other custom consulting services.
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Owner, FinopGreat Bay Securities, Inc. Feb 1992 - Aug 1996Founding partner in start-up BD specializing in institutional sales of mortgage-backed securities derivatives, primarily overseas. Managed compliance for firm as well as administration and personnel. SRO liaison.
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Associate InternKidder Peabody 1986 - 1988
Sharon Imhoff Education Details
Frequently Asked Questions about Sharon Imhoff
What company does Sharon Imhoff work for?
Sharon Imhoff works for Imhoff Consulting Project, Offering Custom Compliance Services To Broker-Dealers
What is Sharon Imhoff's role at the current company?
Sharon Imhoff's current role is Owner, imhoff consulting project.
What schools did Sharon Imhoff attend?
Sharon Imhoff attended University Of Utah.
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sharon imhoff
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