Shashi Kumar M Email & Phone Number

Bengaluru, Ka, In

• Well versed with Customer due diligence, Customer identification program and enhanced due diligence of individuals and entities.• Responsible for verification of Client data & documentation.• Verifying KYC documentation of the Clients, and data that is captured accurately with evidence/certification.• Perform the risk assessment of the Client to be adopted/reviewed.• Perform Enhanced due diligence of new and existing clients covering a wide range of different client types including; Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as; Trusts, Co-operatives, Clubs, Charities, Un incorporated Partnerships, LLP’s etc.• Well versed with Transactions, which includes anomalies, Cashflows, Geographical distribution of cash, etc.• Understanding of Control, Compliance, Investigation/chasing functions in banks• Ability to interpret regulatory guidelines and assessing risk scores and entity types• Ability to identifying trends and inconsistencies• Working Knowledge in US/UK Regulatory Policies• Reporting the anomalies to the bank if red flags are identified.• Screening & verifying the parties such as for PEP, sanctions, negative news, etc.• Provide SME guidance to Analysts.• Establish and maintain excellent working relationships with stakeholders at all levels.

Bengaluru, Karnataka, India

• Supervised 2 teams of 11 and 3 people. MIS and Escalation team.• Established efficient workflow processes, monitored daily productivity & implemented modifications to improve overall effectiveness.• Building and maintain MIS trackers and reports on regular basis.• Building Automation data to support other teams.• Ensuring payroll workflow is smooth and well maintained.• Support SME in KYC checks and take interviews.• Devised overall strategy for documentations, KOP, KPI, set stage plans & executive them.• Implemented Advanced Excel/SQL code stored procedures & triggers for automated tasks.• Gathered & analysed user requirements for small to large projects & provide business solution trackers.• Managed CRM database, including maintenance, updates, troubleshooting and report generations.• Trained employees in process & regulatory compliance requirements to promote conformance.• Apps used – Salesforce, Freshworks, WordPress, Wix, Redash, Knowlarity, MSOffice

Bangalore Urban, Karnataka, India

• Regulatory, Compliance & KYC• Perform KYC compliance checks as per KYC procedures. • Verifying and confirm changes to client data.• Perform screening such as PEPs, Transaction screening and sanctions.• Conduct Customer Due Diligence & Enhanced Due Diligence.• Perform periodic KYC reviews on risk-based schedule.• Work on SAR reports to ensure they consistently meet regulator expectations.• Strong understanding of different entities & documents required such as for corporate structures, privately owned, public, partnerships, trusts.etc• Good core knowledge of applying KYC guidelines, AML and sanctions guidelines• Interaction with clients, target management and other stake holders.• Identifying and researching the patterns, trends and anomalies in transactional and customer data to detect, prevent, mitigate and report suspicious activity related to money laundering. • Participates in and provides compliance support for projects and initiatives with low to high risk to identify, assess and mitigate BSA/AML risk in business activities.• Investigate breaches, identify, and publish DF Breach MIS report on weekly basis.• Decoding of true legal names of funds set up with account codes and acronyms in various internal systems. • Subject Matter Expert & Quality Checks for completed works.• Root Cause Analysis (RCA) checks in teams to improve quality.• Training and developing employees on various work activities.• Apps used internal applications, World Check, MS Office Suite, Advanced Excel etc.

Master Of Commerce, Accounting And Business/Management, A

Activities and Societies: Cultural Secretary for the year 2017-2018.

Bachelor Of Commerce (B.Com.), Accounting And Finance

Activities and Societies: Dancing, Fashion Show, Group singing, Football. Basket ball, and more.

Pre-University, Business & Computer Science, A

Activities and Societies: Football and Basketball.