Shaurya Arora Email & Phone Number

Gurugram, Haryana, India

Investment Compliance: • Developed expertise in compliance monitoring (Pre trade/Post trade) of investment guidelines and rules to check exceptions, conduct detailed research, identification of active and passive breaches, timely treatment and reporting to portfolio managers and client for timely resolution.• Thoroughly reconciling investments data mainly comprising of private assets, fixed income products and funds between internal systems and client data.• Interpreting investment guidelines and regulatory requirements for compliance framework.• Understanding stakeholders’ requirements and building templates and models to achieve a robust monitoring and reporting environment.• Hands-on experience on Clearwater Analytics compliance dashboards and coding.• Responsible for various internal and external reporting including legal entity reports, collateral reports, credit quality reports.• First time experience of people management: understanding each individual’s strengths, allocating work, sharing knowledge, exercising effective time management and building culture.• Ensuring regular trainings are imparted to other team members in case backfill for critical deliverables are required.

AXA Spain CRDB Reporting Transition: Currently transitioning AXA Spain CRDB project from onshore. Includes actively understanding the process in as-is format, building various controls in excel, writing process SLAs.AXA XL CRDB Project: Lead Led AXA XL CRDB Reporting which included system overviewing, building & running templates, uploading data and overseeing all the checks and reconciliations. It also included independent communication with stakeholders and completely owning the process.BSCR Reporting: Sub-led the task force dedicated to file Bermuda Solvency Capital Requirement (BSCR) Reporting to Bermuda Monetary Authority laying down the plan of action for data requirements and successfully accomplishing it. Assisted automation engineer in complete automation of the process and finally giving it shape, in order to be run in each quarter in an efficient manner.

Gurugram, Haryana, India

Complex Data Flows: Developed expertise in data flows between multiple third-party systems and building various checks to thoroughly scrub AXA XL’s investments’ data distributed across various asset classes and portfolios. Addressing any queries or concerns raised by front office teams, investment managers or senior management, including Head of Fixed Income and CIO, AXA XL.Cash Analysis: Exercised cash analysis with In-House portfolio manager on AXA XL’s cash positions to determine the current yields and enhancing them by means of holistic review of our relationships with various custodians and further exploring alternative tools of liquid investments like sweep vehicles.Financial Internal Control (FIC) Audits: Responsible for performing detailed reconciliations on AXA XL’s fixed income portfolio and presenting evidence to FIC (Financial Internal Control) auditors as well as external auditors.

Gurgaon, Haryana

Hedge Fund Reporting & Performance Monitoring: Worked as an independent resource for In-House Hedge Fund Management Team based in New York. Involved various Hedge Funds reporting and performance monitoring to set grounds for portfolio rebalancing by the Hedge Fund Committee. Remained a part of hedge funds portfolio reduction exercise after XL Catlin’s acquisition by AXA: Involved various checks and preparation of reports in coordination with various teams including Hedge Fund Committee, Investments Steering and Finance Team.

New Delhi, Delhi

Successfully researched and authored ‘Urbanization in Delhi’ chapter for Delhi Citizens’ Handbook 2016. The chapter covered the biasedness of archaic rental laws of Delhi which are now in focus of incumbent Finance Minister Nirmala Sitharaman per her 2019 Union Budget speech. Involved in various mind-boggling team building activities and brainstorming sessions designed around economics, state, society and free markets.

Gurgaon, Haryana

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