Shawn Watkins Email and Phone Number
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Performance-driven leader with a 30+ year proven track record in enterprise compliance, operational risk, internal audit and quality assurance for banking, financial services and insurance companies globally. Leverages unique combination of subject matter expertise, process engineering/re-engineering and technical skill sets to incorporate innovative data strategies to assure regulatory compliance. Utilizes best in class application development, business intelligence, data governance and visualization practices and tools to proactively mitigate both financial and reputation risk resulting in cost avoidance and cost reduction.CAREER HIGHLIGHTSAutomated 63 million daily internal control tests which Identified hundreds of millions of dollars in previously undetected and unmitigated financial and reputation risk due to regulatory non-compliance in the auto loan, consumer loan, credit card, and mortgage portfolios for a $100B federal savings bank.Conducted systemic re-performance testing which identified tens of millions of dollars in previously undetected and unmitigated financial and reputation risk due to regulatory non-compliance in a $500B residential mortgage loan servicing portfolio. Built a Risk Data Portal which digitized the monthly regulatory reporting required by the Federal Reserve Bank of New York inclusive of CCAR, FRY9C, SNC, etc., resulting in significantly improved business controls and underlying processes.Delivered a number of strategic risk data initiatives for asset management, compliance, finance, risk management and treasury. Collectively, these global initiatives saved the company hundreds of millions of dollars and saved tens of thousands of man hours over eleven years.Led a $3 million document management project for legal and compliance which reduced the outside counsel spend by 40% or $60 million.
Ross Automotive Consultants
View- Website:
- downtownbgohio.org
- Employees:
- 8
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Ross Automotive ConsultantsTexas, United States -
Managing Director - National SalesRoss Automotive Consultants Nov 2023 - PresentTasked with growing, mentoring and training a team of automotive dealer consultants nationwide.
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Managing Director - North Texas & OklahomaRoss Automotive Consultants Dec 2021 - Dec 2023Charged with new product introduction and business development for the agency in both North Texas and Oklahoma. Provide full spectrum financing and innovative insurance/reinsurance options for both franchise and independent car dealerships.
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Sr. Manager/Process LeaderCapital One Jun 2021 - Jan 2022Mclean, Va, UsResponsible for the continuous improvement of the Capital One Auto Finance (COAF) Dealer Finance Decision the Deal (DTD) processes for both Run Decisioning and Manage Adverse Action inclusive of a suite of 203 preventative and detective controls. Further tasked with designing a real time monitoring solution to digitally transform the function, streamline operations and further instill a culture of regulatory compliance. -
Consultant OwnerSeven Palms Consulting, Llc Jan 2020 - May 2021Provide enterprise compliance, operational risk, internal audit and quality assurance advisory and consulting services to banking and financial services companies. Specialize in the interpretation of laws and regulations into business rules for the design, development and implementation of state of the art automated internal controls, compliance monitoring, and re-performance testing which proactively identifies previously undetected and unmitigated risks resulting in a digital transformation of the risk culture.
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Enterprise Compliance & Operational Risk Testing Advisor/ConsultantUsaa 2019 - 2019San Antonio, Texas, UsDesigned, developed and implemented a comprehensive compliance testing/quality assurance strategy via automated controls and monitoring for the Federal Savings Bank which resulted in tens of millions of compliance tests across multiple consumer portfolios on a daily basis. Interpreted applicable laws and regulations (SCRA, Reg Z, TILA), crafted business rules, mapped processes, crafted data flow diagrams, performed SIPOC & COPIS, analyzed data, identified potential issues, escalated issues to CCO/CRO, validated issues, established root causes, and recommended solutions inclusive of business control, data flow, data governance, process, systems and training improvements. Tested entire populations not samples. Tested daily not periodically. Tested back through origination and/or service transfer not at a point in time. Drastically, increased the confidence levels of the program. Responsible for the business requirements document, technical design inclusive of CCO/CRO cockpit in Tableau/AWS, and project planning. Collaborated with the Bank Business Intelligence & Analytics team to write queries, extract data, infrastructure & technical sourcing. -
Chief Data Officer - Operational Risk & Business ControlsOcwen Financial Corporation - Us 2017 - 2018West Palm Beach, Florida, UsOwned the strategy and execution of the automated internal control and compliance testing program for the organization which resulted in hundreds of thousands of compliance tests on a daily basis across a residential mortgage loan servicing portfolio. Interpreted applicable laws and regulations (BCBS 239, Fair Lending Fair Servicing, FCRA, Gramm Leach Bliley, RESPA, SCRA, Reg Z, TILA), established business rules, mapped processes, crafted data flow diagrams, performed SIPOC & COPIS, designed queries, analyzed data, identified issues and root causes, reported issues via cloud based CCO/CRO cockpit/dashboard (Azure/Power BI), and recommended corrective actions inclusive of business control, data governance, process, systems and training changes. Tested daily not periodically. Tested back through origination and/or service transfer not at a point in time. Increased confidence levels and quality assurance levels of the board and senior leadership. -
Director - Enterprise Compliance Officer/Chief Privacy OfficerOcwen Financial Corporation - Us 2016 - 2017West Palm Beach, Florida, UsImplemented COSO framework for AML/KYC, Data Privacy, IT, IT Data Security, Third Party Risk Management. Identified applicable laws and regulations, created control charts, performed RCSAs, identified and logged issues into GRC tool, suggested corrective actions, tracked and approved necessary remediation activities. Tracked and reported on KRIs & KPIs. Wrote and approved enterprise wide policies and procedures. Partnered with third line of defense to conduct a number of internal audits. Partnered with IT Risk Manager to oversee implementation of COBIT framework. -
Senior Director - Risk Data InitiativesGe Capital Commercial Real Estate 2009 - 2015Norwalk, Ct, UsManaged a number of global risk data initiatives including the creation of the risk data portal which effectively digitized the creation of monthly reports required by the Federal Reserve Bank of New York including CCAR, FRY9C, SNC, etc. reducing the non-financial close from forty calendar days to five. Leveraged best practices and key learnings to re-purpose the application for regulatory compliance to help modify the existing internal control environment. Other notable application development projects that were delivered were as follows:Unfunded CommitmentsSEC ReportingProbability of Default/Loss Given Default & Expected LossRisk ClassificationNon Financial Close -
Lean Six Sigma Black Belt - Risk/Eglobal Reporting Program ManagerGe Capital Commercial Real Estate 2005 - 2010Norwalk, Ct, UsLed a number of cross-functional strategic initiatives globally in Asia and Europe that streamlined operational processes, business intelligence and portfolio analytics via eGlobal Reporting for the offices of the CFO, CRO and Treasurer resulting in tens of millions of dollars in benefit to the corporation. Some of the more notable application development projects were as follows:U/W vs. ActualsLeverage TaggingEconomic Give UpHedge Tracker -
It Client Service Executive For Legal, Compliance & SourcingGe Capital Insurance Solutions 2004 - 2005Created a document management and retention solution that allowed the corporation to effectively manage legal opinions from outside counsel resulting in a 40% cost reduction by eliminating duplicative legal engagements to improve the bottom line.
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Chief Information Officer - Commercial Insurance HealthcareGe Capital Insurance Solutions 2003 - 2004Led the effort to web-enable the entire suite of product offerings in the healthcare commercial insurance space, HMO, PPO, Med Mal, etc. $5M annual development budget. 20 on-shore/off-shore employees.
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Ebusiness LeaderGe Capital Insurance Solutions 2002 - 2003Drove all aspects of transition to eBusiness (B2B & B2C) including managing the web development for the corporation globally for both the reinsurance and commercial insurance lines of business. $15M annual development budget. 90 on-shore/off-shore employees.
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Ebusiness Program Manager/Project Manager - Commercial Insurance HealthcareGe Capital Insurance Solutions 2000 - 2002Managed the design, development and implementation of MedicalProtective.com which met strict regulatory requirements while allowing doctors and dentists to obtain a quote and bind medical malpractice insurance online. Winner - Best of the Web Award 2001.
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Vice President/Vp - Real Estate Capital MarketsKeybank 1997 - 2000Cleveland , Ohio, UsResponsible for all technological aspects of the commercial real estate mortgage backed securitization program (CMBS), including property type specific underwriting templates, pipeline databases, warehouse databases, rating agency tape creation, rating agency audits, investor reporting, documenting processes, ad hoc reporting, analytical insights etc. -
Senior Business Systems AnalystMidland Loan Services 1992 - 1997UsServed as the primary business systems analyst on number of application development projects for master servicing, special servicing and CMBS loan origination and securitization. Coordinated changes and developed requirements documents. Also responsible for management reporting, investor reporting and ad hoc reporting. Completed special projects as assigned.
Shawn Watkins Skills
Shawn Watkins Education Details
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University Of Oklahoma - Price College Of BusinessAccounting -
Crotonville AlumniLeadership Development And Management -
CcimCommercial Real Estate
Frequently Asked Questions about Shawn Watkins
What company does Shawn Watkins work for?
Shawn Watkins works for Ross Automotive Consultants
What is Shawn Watkins's role at the current company?
Shawn Watkins's current role is I am a solution provider for the automotive industry. I provide innovative products to make dealerships more profitable, more compliant, and help create generational wealth for their owners..
What is Shawn Watkins's email address?
Shawn Watkins's email address is sh****@****wen.com
What is Shawn Watkins's direct phone number?
Shawn Watkins's direct phone number is +156168*****
What schools did Shawn Watkins attend?
Shawn Watkins attended University Of Oklahoma - Price College Of Business, Crotonville Alumni, Ccim.
What are some of Shawn Watkins's interests?
Shawn Watkins has interest in Human Rights, Animal Welfare, Children.
What skills is Shawn Watkins known for?
Shawn Watkins has skills like Leadership, Management, Program Management, Project Management, Business Analysis, Business Process Re Engineering, Business Strategy, Business Process Improvement, Relationship Management, Change Management, Experienced Change Agent, Business Intelligence.
Who are Shawn Watkins's colleagues?
Shawn Watkins's colleagues are Daniel Liao, Jusward Torres, Juan Carillo, Teresa Xing.
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